Dark
Light
System
Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001144204-16-119495) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 UNIVERSAL TECHNICAL INST INC 49,003 111 0.01%
2 CASTLE A M & CO 134,764 221 0.02%
3 OCWEN FINL CORP 186,000 318 0.03% Call
4 FINTECH ACQUISITION CO-CW20 397,363 318 0.03%
5 PHOTOMEDEX INC COM PAR $0.01 1,384,777 349 0.04%
6 WHITEHORSE FIN INC 57,132 618 0.07%
7 MFC BANCORP LTD 337,978 740 0.08%
8 EMMIS COMMUNICTNS CORP CL A 1,368,777 996 0.11%
9 SUNCOKE ENERGY PARTNERS L P 97,375 1,052 0.11%
10 DOVER DOWNS GAMING & ENTMT I 1,071,772 1,136 0.12%
11 TRAVELCENTERS AMER LLC 152,511 1,244 0.13%
12 ITT Educational Services Inc 1,000,000 1,920 0.21% Call
13 CHEMOCENTRYX INC 428,687 1,925 0.21%
14 CASH AMER INTL 48,394 2,063 0.22%
15 REGIONAL MGMT CORP 172,974 2,536 0.27%
16 DOVER MOTORSPORTS INC 1,197,313 2,598 0.28%
17 SUNCOKE ENERGY INC COM 464,182 2,702 0.29%
18 SAREPTA THERAPEUTICS INC 150,000 2,861 0.31% Call
19 COGENTIX MED INC 3,134,956 3,016 0.33%
20 ON DECK CAP INC 592,515 3,051 0.33%
21 LINCOLN EDL SVCS CORP 2,200,494 3,301 0.36%
22 FIAT CHRYSLER AUTOMOBILES N 543,952 3,329 0.36%
23 FALCONSTOR SOFTWARE INC 3,393,018 3,563 0.39%
24 ITT Educational Services Inc 2,063,792 3,962 0.43%
25 FINTECH ACQUISITION CORP 397,363 3,974 0.43%
26 QAD INC 245,765 4,252 0.46%
27 EZCORP INC 5,500,000 4,622 0.50% PRN
28 EVOLUTION PETE CORP 903,282 4,941 0.54%
29 MACYS INC 150,000 5,042 0.55%
30 REPUBLIC BANCORP KY 191,314 5,286 0.57%
31 ISHARES TR 50,000 5,749 0.62% Put
32 FIAT CHRYSLER AUTOMOBILES N 995,800 6,094 0.66% Call
33 EMERGENT CAP INC 1,845,659 6,201 0.67%
34 LIGHT & WONDER INC COM 700,000 6,433 0.70% Call
35 AMERICAS CAR-MART INC COM 228,156 6,443 0.70%
36 TRANS WORLD ENTMT CORP 1,784,034 6,690 0.73%
37 RADIANT LOGISTICS INC 2,550,665 7,652 0.83%
38 FERRARI N V 189,582 7,760 0.84%
39 COLONY STARWOOD HOMES 255,951 7,786 0.84%
40 R H 272,876 7,826 0.85%
41 PHARMATHENE INC COM 3,252,045 7,935 0.86%
42 BANCORP INC DEL COM 1,525,787 9,185 1.00%
43 QAD Inc 518,716 9,996 1.08%
44 EZCORP INC CL A NON VTG 1,407,086 10,638 1.15%
45 IMPERIAL HLDGS INC 8.5 PERCENT 2/19 11,970,000 10,723 1.16% PRN
46 GOLDEN ENTMT INC COM 992,068 11,597 1.26%
47 PAIN THERAPEUTICS INC 5,735,324 12,560 1.36%
48 AKEBIA THERAPEUTICS INC 1,680,390 12,569 1.36%
49 CROCS INC 1,118,223 12,614 1.37%
50 LUXFER HLDGS PLC 1,069,501 12,866 1.39%
Page 1 of 2