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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 111 holdings with a total value of $150,622,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 PEOPLES UNITED FINANCIAL INC 12,207 197,000 0.13%
102 HP INC 15,000 178,000 0.12%
103 CENTRAL FD CDA LTD 13,800 138,000 0.09%
104 GOLDCORP INC NEW 10,332 119,000 0.08%
105 FREEPORT-MCMORAN INC 15,600 106,000 0.07%
106 NEW YORK MORTGAGE TRUST INC COM 19,000 101,000 0.07%
107 FRONTIER COMMUNICATIONS CORP 14,418 67,000 0.04%
108 TVA GROUP INC CL B 19,800 57,000 0.04%
109 VASO CORPORATION 11,000 2,000 0.00%
110 HOME SOLUTIONS HEALTH INC 50,000 0 0.00%
111 CHINA SHUANGJI CEMENT LTD 10,000 0 0.00%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001506073-16-000005, filed 2016.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.