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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001506073-16-000005) filed in 2016.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 ILLUMINA INC 149,418 28,680 19.04%
2 UNIVERSAL ELECTRS INC 308,338 15,833 10.51%
3 SPECTRANETICS CORP 744,228 11,208 7.44%
4 EXPRESS SCRIPTS HLDG CO 119,051 10,406 6.91%
5 EXXON MOBIL CORP 52,892 4,123 2.74%
6 MICROSOFT CORP 73,197 4,061 2.70%
7 GENERAL ELECTRIC CO 116,616 3,633 2.41%
8 BRISTOL MYERS SQUIBB CO 52,336 3,600 2.39%
9 INTERNATIONAL BUSINESS MACHS 24,379 3,355 2.23%
10 AT&T INC 93,082 3,203 2.13%
11 FLOWERS FOODS INC 142,585 3,064 2.03%
12 AMERICAN AIRLS GROUP INC 65,000 2,753 1.83%
13 DISNEY WALT CO 23,339 2,452 1.63%
14 CHICAGO BRIDGE & IRON CO N V 60,975 2,377 1.58%
15 HONEYWELL INTL INC 22,473 2,328 1.55%
16 VERIZON COMMUNICATIONS INC 47,658 2,203 1.46%
17 PFIZER INC 52,579 1,697 1.13%
18 PHILIP MORRIS INTL INC 18,500 1,626 1.08%
19 EQUIFAX INC 13,399 1,492 0.99%
20 PEPSICO INC 14,665 1,465 0.97%
21 ALTRIA GROUP INC 24,450 1,423 0.94%
22 JPMORGAN CHASE & CO 20,747 1,370 0.91%
23 UNION PAC CORP 15,320 1,198 0.80%
24 PROCTER AND GAMBLE CO 14,863 1,180 0.78%
25 APPLE INC 11,148 1,173 0.78%
26 ABBVIE INC 18,835 1,116 0.74%
27 W P CAREY INC 17,666 1,042 0.69%
28 ABBOTT LABS 22,274 1,000 0.66%
29 JOHNSON & JOHNSON 9,098 935 0.62%
30 UMB FINL CORP 20,000 931 0.62%
31 CISCO SYS INC 32,374 879 0.58%
32 3M CO 5,357 807 0.54%
33 CHEVRON CORP NEW 8,872 798 0.53%
34 COCA COLA CO 17,738 762 0.51%
35 SOUTHERN CO 16,141 755 0.50%
36 WEYERHAEUSER CO 25,109 753 0.50%
37 FIDELITY NATL INFORMATION SV 12,198 739 0.49%
38 DU PONT E I DE NEMOURS & CO 11,051 736 0.49%
39 BP PLC 22,396 700 0.46%
40 MONDELEZ INTL INC 15,304 686 0.46%
41 TRINITY INDS INC 28,308 680 0.45%
42 AMERICAN EXPRESS CO 9,200 640 0.42%
43 MERCK & CO INC 12,030 635 0.42%
44 PNC FINL SVCS GROUP INC 6,436 613 0.41%
45 LEUCADIA NATL CORP 34,800 605 0.40%
46 GEO GROUP INC NEW 19,700 570 0.38%
47 DUKE ENERGY CORP NEW 7,961 568 0.38%
48 WASTE MGMT INC DEL 9,783 522 0.35%
49 O REILLY AUTOMOTIVE INC NEW 2,000 507 0.34%
50 PLUM CREEK TIMBER 10,600 506 0.34%
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