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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 127 Institutional holders with a total value of $165,554,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 4,838,744 25,791,000 15.58%
2 VANGUARD GROUP INC 3,519,350 18,759,000 11.33%
3 BlackRock Institutional Trust Company, N.A. 3,124,644 16,654,000 10.06%
4 UBS Group AG 2,548,652 13,585,000 8.21%
5 STATE STREET CORP 1,922,958 10,248,000 6.19%
6 NORTHERN TRUST CORP 1,852,200 9,872,000 5.96%
7 Advisors Asset Management, Inc. 1,293,273 6,893,000 4.16%
8 Global X Management CO LLC 1,195,026 6,369,000 3.85%
9 LSV ASSET MANAGEMENT 705,100 3,758,000 2.27%
10 GEODE CAPITAL MANAGEMENT, LLC 666,260 3,551,000 2.14%
11 PRUDENTIAL FINANCIAL INC 546,450 2,912,000 1.76%
12 RUSSELL FRANK CO/ 436,453 2,388,000 1.44%
13 BlackRock Investment Management, LLC 444,211 2,368,000 1.43%
14 VAN ECK ASSOCIATES CORP 425,025 2,265,000 1.37%
15 Bank of New York Mellon Corp 412,715 2,199,000 1.33%
16 ANALYTIC INVESTORS, LLC 386,873 2,062,000 1.25%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 372,700 1,986,000 1.20%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 366,835 1,956,000 1.18%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 346,488 1,847,000 1.12%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 274,359 1,462,000 0.88%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 202,661 1,080,000 0.65%
22 DEUTSCHE BANK AG\ 199,271 1,059,000 0.64%
23 TEACHERS ADVISORS, LLC 175,850 937,000 0.57%
24 GOLDMAN SACHS GROUP INC 163,083 869,000 0.52%
25 Key Colony Management, LLC 179,000 866,000 0.52%
26 Creative Planning 158,267 844,000 0.51%
27 Invesco Ltd. 156,735 835,000 0.50%
28 ROYAL BANK OF CANADA 152,675 814,000 0.49%
29 RHUMBLINE ADVISERS 146,759 782,000 0.47%
30 Cambridge Investment Research Advisors, Inc. 142,566 760,000 0.46%
31 Swiss National Bank 139,720 745,000 0.45%
32 Allianz Asset Management GmbH 137,521 733,000 0.44%
33 ALLIANCEBERNSTEIN L.P. 116,400 639,000 0.39%
34 IndexIQ Advisors LLC 114,963 613,000 0.37%
35 CITADEL ADVISORS LLC 113,343 604,000 0.36%
36 Municipal Employees' Retirement System of Michigan 106,430 593,000 0.36%
37 ClariVest Asset Management LLC 104,900 559,000 0.34%
38 MORGAN STANLEY 100,925 537,000 0.32%
39 Ativo Capital Management LLC 100,142 534,000 0.32% SH
40 NEW YORK STATE COMMON RETIREMENT FUND 99,900 532,000 0.32%
41 WELLINGTON MANAGEMENT GROUP LLP 99,318 530,000 0.32%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 99,276 529,000 0.32%
43 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 97,676 521,000 0.31%
44 ALLEGIS INVESTMENT ADVISORS, LLC 94,704 505,000 0.31%
45 GUGGENHEIM CAPITAL LLC 94,089 502,000 0.30%
46 CREDIT SUISSE AG/ 93,378 498,000 0.30%
47 NORGES BANK 93,171 497,000 0.30%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 87,608 467,000 0.28%
49 AMERIPRISE FINANCIAL INC 84,085 448,000 0.27%
50 Virtu KCG Holdings LLC 82,171 438,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.