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Institutional Investment Manager
PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC (CIK: 0001511137) incorporated in Delaware, located at 10 Sterling Blvd, Englewood, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 202 holdings with a total value of $97,188,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ENSCO PLC 100 0 0.00%
2 AGENUS INC 2 0 0.00%
3 HASBRO INC 5 0 0.00%
4 BROADWIND ENERGY INC COM NEW 100 0 0.00%
5 LIBERTY ALL STAR EQUITY FD 23 0 0.00%
6 ASTERIAS BIOTHERAPEUTICS INC 41 0 0.00%
7 Nimble Storage Inc 104 1,000 0.00%
8 A O SMITH 13 1,000 0.00%
9 FIRSTHAND TECHNOLOGY VALUE FD COM 81 1,000 0.00%
10 SOUTHCROSS ENERGY PARTNERS L 500 1,000 0.00%
11 POTASH CORP SASK INC 60 1,000 0.00%
12 MOLSON COORS BREWING CO 15 2,000 0.00%
13 TELEFONICA S A 218 2,000 0.00%
14 Solarcity Corp 90 2,000 0.00%
15 TWITTER INC 75 2,000 0.00%
16 SEANERGY MARITIME HLDGS CORP 666 2,000 0.00%
17 GERON CORP 1,000 2,000 0.00%
18 CROSS CTRY HEALTHCARE INC COM 200 2,000 0.00%
19 PRUDENTIAL FINL INC 40 3,000 0.00%
20 VERTEX PHARMACEUTICALS INC 30 3,000 0.00%
21 WASTE MGMT INC DEL 54 3,000 0.00%
22 CITRIX SYS INC 41 3,000 0.00%
23 Invesco Ltd 96 3,000 0.00%
24 FORTIVE CORP 50 3,000 0.00%
25 LYONDELLBASELL INDUSTRIES N 36 3,000 0.00%
26 AMERICAN INTL GROUP INC 50 3,000 0.00%
27 Altria Group, Inc. 47 3,000 0.00%
28 JPMORGAN CHASE & CO 105 3,000 0.00%
29 L BRANDS INC 59 4,000 0.00%
30 HOLLYFRONTIER CORP 165 4,000 0.00%
31 QUALCOMM INC 58 4,000 0.00%
32 MICROCHIP TECHNOLOGY 63 4,000 0.00%
33 FedEx Corp 22 4,000 0.00%
34 SQUARE INC 327 4,000 0.00%
35 COGNIZANT TECHNOLOGY SOLUTIO 91 4,000 0.00%
36 PERRIGO CO PLC 55 5,000 0.01%
37 STEMCELLS INC COM 3,334 5,000 0.01%
38 SUNRUN INC 869 5,000 0.01%
39 MCDONALDS CORP 48 6,000 0.01%
40 ROYAL DUTCH SHELL PLC 110 6,000 0.01%
41 ADVANCED MICRO DEVICES INC 1,000 6,000 0.01%
42 ABBVIE INC 96 6,000 0.01%
43 General Motors Co 204 6,000 0.01%
44 MONDELEZ INTL INC 135 6,000 0.01%
45 PEPSICO INC 58 6,000 0.01%
46 HERSHEY CO 66 6,000 0.01%
47 MEDTRONIC PLC 74 6,000 0.01%
48 WAL-MART STORES INC 87 6,000 0.01%
49 MCKESSON CORP 40 7,000 0.01%
50 ECOLAB INC 54 7,000 0.01%
Page 1 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004716, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.