| 1 |
WELLS FARGO & COMPANY/MN |
569,467 |
4,471,000 |
39.08% |
|
|
| 2 |
Bulldog Investors, LLP |
315,041 |
2,473,000 |
21.62% |
|
|
| 3 |
EQUITEC PROPRIETARY MARKETS, LLC |
128,864 |
1,012,000 |
8.85% |
|
|
| 4 |
Ancora Advisors LLC |
100,001 |
785,000 |
6.86% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
85,341 |
666,000 |
5.82% |
|
|
| 6 |
Radcliffe Capital Management, L.P. |
45,844 |
360,000 |
3.15% |
|
|
| 7 |
ROYAL BANK OF CANADA |
36,565 |
287,000 |
2.51% |
|
|
| 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
36,403 |
285,000 |
2.49% |
|
|
| 9 |
MORGAN STANLEY |
27,083 |
213,000 |
1.86% |
|
|
| 10 |
M Holdings Securities, Inc. |
26,000 |
204,000 |
1.78% |
|
|
| 11 |
FT OPTIONS LLC |
22,238 |
173,000 |
1.51% |
|
|
| 12 |
Yakira Capital Management, Inc. |
21,139 |
166,000 |
1.45% |
|
SH |
| 13 |
WOLVERINE TRADING LP /BD |
20,100 |
145,000 |
1.27% |
Call |
|
| 14 |
WOLVERINE TRADING LP /BD |
14,000 |
101,000 |
0.88% |
Put |
|
| 15 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
11,377 |
88,000 |
0.77% |
|
|
| 16 |
Creative Planning |
510 |
4,000 |
0.03% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
309 |
2,000 |
0.02% |
|
|
| 18 |
CITIGROUP INC |
137 |
1,000 |
0.01% |
|
|
| 19 |
REILLY FINANCIAL ADVISORS, LLC |
86 |
1,000 |
0.01% |
|
|
| 20 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
7 |
1,000 |
0.01% |
|
|
| 21 |
PATHSTONE FAMILY OFFICE, LLC |
81 |
1,000 |
0.01% |
|
|
| 22 |
ASSET PLANNING SERVICES, LTD. |
165 |
1,000 |
0.01% |
|
|
| 23 |
SUTTON WEALTH ADVISORS INC. |
2 |
16 |
0.00% |
|
|
| 24 |
CUTLER GROUP LLC / CA |
36 |
0 |
0.00% |
|
|
| 25 |
NEXT Financial Group, Inc |
18 |
0 |
0.00% |
|
|
| 26 |
IFP ADVISORS, INC |
34 |
0 |
0.00% |
|
|
| 27 |
Plante Moran Financial Advisors, LLC |
20 |
0 |
0.00% |
|
|
| 28 |
VALLEY NATIONAL ADVISERS INC |
20 |
0 |
0.00% |
|
|
