Dark
Light
System
Institutional Investment Manager
Shaker Financial Services, LLC
Shaker Financial Services, LLC (CIK: 0001511794) incorporated in Maryland, located at 1100 N. Glebe Rd., Arlington, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 109 holdings with a total value of $168,873,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 NUVEEN REAL ASSET INC & GROW 12,864 202,000 0.12%
102 PRINCIPAL REAL ESTATE INCOME 11,924 190,000 0.11%
103 ROYCE GLOBAL VALUE TR INC 22,610 182,000 0.11%
104 MACQUARIE FIRST TR GLOBAL 15,500 177,000 0.10%
105 NUVEEN DOW 30 DYNAMIC OVERWR 11,006 165,000 0.10%
106 DEUTSCHE STRATEGIC INCOME TR SHS 12,598 150,000 0.09%
107 PIONEER FLOATING RATE TR 12,000 142,000 0.08%
108 SPROTT FOCUS TR INC COM 17,005 118,000 0.07%
109 WESTERN ASSET HIGH INCOME OP 12,590 63,000 0.04%
Page 3 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-17-000285, filed 2017.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.