| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 416,155 | 4,948,000 | 23.28% | ||
| 2 | RAYMOND JAMES & ASSOCIATES | 298,929 | 3,554,000 | 16.72% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 177,924 | 2,116,000 | 9.96% | ||
| 4 | ICON ADVISERS INC/CO | 153,370 | 1,824,000 | 8.58% | ||
| 5 | AMERIPRISE FINANCIAL INC | 108,672 | 1,295,000 | 6.09% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 98,748 | 1,174,000 | 5.52% | ||
| 7 | WELLS FARGO & COMPANY/MN | 85,719 | 1,019,000 | 4.79% | ||
| 8 | CITIGROUP INC | 80,074 | 952,000 | 4.48% | ||
| 9 | CREDIT SUISSE AG/ | 68,092 | 810,000 | 3.81% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 63,903 | 760,000 | 3.58% | ||
| 11 | SII INVESTMENTS INC/WI | 59,344 | 707,000 | 3.33% | ||
| 12 | Capital Investment Advisors, LLC | 37,505 | 446,000 | 2.10% | ||
| 13 | MORGAN STANLEY | 29,806 | 354,000 | 1.67% | ||
| 14 | 1607 Capital Partners, LLC | 23,820 | 283,000 | 1.33% | ||
| 15 | Laurion Capital Management LP | 16,320 | 194,000 | 0.91% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,508 | 160,000 | 0.75% | ||
| 17 | ProVise Management Group, LLC | 12,750 | 152,000 | 0.72% | ||
| 18 | Shaker Financial Services, LLC | 12,598 | 150,000 | 0.71% | ||
| 19 | Bangor Savings Bank | 11,670 | 139,000 | 0.65% | ||
| 20 | ROYAL BANK OF CANADA | 8,433 | 100,000 | 0.47% | ||
| 21 | UBS Group AG | 4,240 | 50,000 | 0.24% | ||
| 22 | Creative Planning | 2,505 | 30,000 | 0.14% | ||
| 23 | FIFTH THIRD BANCORP | 1,672 | 20,000 | 0.09% | ||
| 24 | THOMPSON DAVIS & CO., INC. | 1,000 | 12,000 | 0.06% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 400 | 5,000 | 0.02% | ||
| 26 | Gradient Investments LLC | 60 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
