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Institutional Investment Manager
Shaker Financial Services, LLC
Shaker Financial Services, LLC (CIK: 0001511794) incorporated in Maryland, located at 1100 N. Glebe Rd., Arlington, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 109 holdings with a total value of $168,873,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 COHEN STEERS CLOSED END OP 105,406 1,233,000 0.73%
52 ZWEIG FD 102,136 1,226,000 0.73%
53 ALLIANCEBERNSTEIN GLOBAL HIG 88,168 1,108,000 0.66%
54 EATON VANCE TAX-MANAGED GLOBAL COM 134,204 1,076,000 0.64%
55 FIRST TR ENHANCED EQTY INC F 78,062 1,055,000 0.62%
56 GUGGENHEIM CR ALLOCATION FD 47,137 1,053,000 0.62%
57 GABELLI DIVID INCOME TR 49,966 1,001,000 0.59%
58 GABELLI EQUITY TR INC 179,267 990,000 0.59%
59 EATON VANCE TAX MANAGED DIVE 85,918 889,000 0.53%
60 FIRST TR DYNAMIC EUROPE EQT 56,855 882,000 0.52%
61 EATON VANCE FLTG RATE INCOM 49,746 853,000 0.51%
62 SPECIAL OPPORTUNITIES FUND INC COM 61,547 840,000 0.50%
63 WESTERN ASSET GLOBAL CP DEFINE 47,746 817,000 0.48%
64 ALPINE TOTAL DYNAMIC DIVID F 106,426 807,000 0.48%
65 MILLER HOWARD HIGH INC EQTY 65,077 806,000 0.48%
66 ROYCE VALUE TR INC 57,049 764,000 0.45%
67 BLACKROCK GLOBAL OPP EQTY TR 63,869 739,000 0.44%
68 NUVEEN CR STRATEGIES INCOME FD COM SHS 79,500 704,000 0.42%
69 EATON VANCE SR INCOME TR 103,742 693,000 0.41%
70 BLACKROCK ENHANCED EQT DIV T 82,156 670,000 0.40%
71 WESTERN ASSET HGH YLD DFNDFD 42,957 646,000 0.38%
72 ALLIANZGI DIVIDEND INT PRM 50,566 638,000 0.38%
73 DREYFUS HIGH YIELD STRATEGIE 189,000 635,000 0.38%
74 GABELLI CONV&INCOM SECS FD I 132,967 625,000 0.37%
75 TRI CONTL CORP 28,241 623,000 0.37%
76 RIVERNORTH OPPRTUNITIES FD I 31,704 599,000 0.35%
77 NUVEEN NASDAQ 100 DYNAMIC OV 31,757 589,000 0.35%
78 IVY HIGH INC OPPORTUNITIES F 39,635 585,000 0.35%
79 Blackrock Multi-Sector Income Trust 31,736 523,000 0.31%
80 SWISS HELVETIA FD INC 48,116 491,000 0.29%
81 APOLLO TACTICAL INCOME FD INCORPORATED 26,870 462,000 0.27%
82 WELLS FARGO INCOME OPPORTUNI 48,040 407,000 0.24%
83 CBRE CLARION GLOBAL REAL EST 54,807 400,000 0.24%
84 BLACKROCK CORPOR HI YLD FD I 36,000 390,000 0.23%
85 COHEN & STEERS QUALITY RLTY 30,534 373,000 0.22%
86 BLACKROCK INTL GRWTH & INC T 66,000 364,000 0.22%
87 FRANKLIN UNVL TR 52,789 353,000 0.21%
88 EATON VANCE ENHANCED EQUITY 27,475 352,000 0.21%
89 INVESCO SR INCOME TR 74,600 346,000 0.20%
90 MFS INTERMEDIATE HIGH INC FD 133,242 344,000 0.20%
91 MFS INTERMEDIATE INCOME TRUST SH BEN INT 76,916 342,000 0.20%
92 HANCOCK JOHN PFD INCOME FD I 16,450 292,000 0.17%
93 PIMCO INCOME OPPORTUNITY FD 12,307 285,000 0.17%
94 NUVEEN PREFERRED SECURITIES 30,000 279,000 0.17%
95 LMP CAP & INCOME FD INC 20,921 278,000 0.16%
96 PIONEER HIGH INCOME TR 25,792 263,000 0.16%
97 ADVENT CLAYMORE CV SECS & INCORPORATED 15,955 234,000 0.14%
98 NUVEEN FLEXIBLE INVT INCOME FD 13,437 224,000 0.13%
99 CALAMOS CONV & HIGH INCOME F 21,200 224,000 0.13%
100 PRUDENTIAL GLB SHT DUR HG YL 13,800 205,000 0.12%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-17-000285, filed 2017.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.