| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARVELL TECHNOLOGY GROUP LTD | 30,000 | 7,000 | 0.00% | Call | |
| 2 | SANOFI | 33,635 | 8,000 | 0.00% | ||
| 3 | PROFESSIONAL DIVERSITY NET I | 25,705 | 10,000 | 0.00% | ||
| 4 | AMERICAN DG ENERGY INC | 43,423 | 10,000 | 0.00% | ||
| 5 | INTELLICHECK MOBILISA INC | 20,000 | 28,000 | 0.01% | ||
| 6 | CYTRX CORP | 13,000 | 29,000 | 0.01% | ||
| 7 | SPDR S&P 500 ETF TR | 15,200 | 31,000 | 0.01% | Put | |
| 8 | UNI PIXEL INC COM NEW | 21,000 | 31,000 | 0.01% | ||
| 9 | TERRAVIA HLDGS INC COM | 12,450 | 33,000 | 0.01% | ||
| 10 | APPLIED MATLS INC | 30,000 | 34,000 | 0.01% | Put | |
| 11 | CAPITAL PRODUCT PARTNERS L P | 12,000 | 36,000 | 0.01% | ||
| 12 | DAKOTA PLAINS HOLDINGS INC | 346,659 | 38,000 | 0.01% | ||
| 13 | EXETER RES CORP | 33,300 | 43,000 | 0.01% | ||
| 14 | ISHARES TR | 30,500 | 46,000 | 0.01% | Put | |
| 15 | CAMTEK LTD | 22,200 | 46,000 | 0.01% | ||
| 16 | MAGNACHIP SEMICONDUCTOR CORP | 10,000 | 57,000 | 0.01% | ||
| 17 | SPECTRUM PHARMACEUTICALS INC COM | 10,042 | 66,000 | 0.01% | ||
| 18 | OFFICE DEPOT INC | 25,000 | 83,000 | 0.02% | ||
| 19 | PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 | 12,900 | 99,000 | 0.02% | ||
| 20 | SANOFI SPOND FUNSPONSORED ADR | 18,300 | 99,000 | 0.02% | ||
| 21 | FelCor Lodging Trust Inc | 16,450 | 102,000 | 0.02% | ||
| 22 | QLT INC | 77,725 | 110,000 | 0.02% | ||
| 23 | FARMLAND PARTNERS INC | 10,738 | 122,000 | 0.03% | ||
| 24 | ARBOR REALTY TRUST INC | 17,200 | 124,000 | 0.03% | ||
| 25 | NAVIGATOR HLDGS LTD | 11,000 | 127,000 | 0.03% | ||
| 26 | BANK AMER CORP | 10,480 | 139,000 | 0.03% | ||
| 27 | CENTRAL FD CDA LTD | 10,250 | 142,000 | 0.03% | ||
| 28 | NUVEEN NY MUN VALUE FD COM | 14,500 | 151,000 | 0.03% | ||
| 29 | PERMA-FIX ENVIRONMENTAL SVCS | 30,880 | 157,000 | 0.03% | ||
| 30 | NUVEEN COM | 10,329 | 159,000 | 0.03% | ||
| 31 | Alcoa | 17,600 | 163,000 | 0.04% | ||
| 32 | APOLLO GLOBAL MGMT LLC | 10,950 | 166,000 | 0.04% | ||
| 33 | FORD MTR CO DEL | 13,724 | 173,000 | 0.04% | ||
| 34 | EATON VANCE FLTING RATE INC | 13,390 | 180,000 | 0.04% | ||
| 35 | STONECASTLE FINL CORP | 10,009 | 184,000 | 0.04% | ||
| 36 | CAPITAL SOUTHWEST CORP COM | 13,537 | 185,000 | 0.04% | ||
| 37 | KVH INDS INC COM | 24,200 | 186,000 | 0.04% | ||
| 38 | FIFTH THIRD BANCORP | 11,366 | 200,000 | 0.04% | ||
| 39 | STERICYCLE INC | 1,932 | 201,000 | 0.04% | ||
| 40 | PLAINS ALL AMERN PIPELINE L | 7,400 | 203,000 | 0.04% | ||
| 41 | AUTOMATIC DATA PROCESSING IN | 2,244 | 206,000 | 0.04% | ||
| 42 | GRAN TIERRA ENERGY INC | 63,225 | 214,000 | 0.05% | ||
| 43 | EATON VANCE LTD DURATION INC | 16,085 | 216,000 | 0.05% | ||
| 44 | DISNEY WALT CO | 2,280 | 223,000 | 0.05% | ||
| 45 | ARCHER DANIELS MIDLAND CO | 5,192 | 223,000 | 0.05% | ||
| 46 | MONROE CAP CORP | 15,780 | 234,000 | 0.05% | ||
| 47 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 2,764 | 234,000 | 0.05% | ||
| 48 | ALJ REGIONAL HOLDINGS INC | 46,825 | 234,000 | 0.05% | ||
| 49 | WELLS FARGO & CO NEW | 4,957 | 235,000 | 0.05% | ||
| 50 | WISDOMTREE ASIA LOCAL DEBT FUND | 5,250 | 236,000 | 0.05% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001221073-16-000184, filed 2016.08.05).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
