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STONECASTLE FINL CORP
STONECASTLE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 22 Institutional holders with a total value of $34,686,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 594,088 10,896,000 31.41%
2 FENIMORE ASSET MANAGEMENT INC 269,775 4,948,000 14.27%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 218,391 3,931,000 11.33%
4 DEPRINCE RACE & ZOLLO INC 171,706 3,149,000 9.08%
5 Oxbow Advisors, LLC 146,411 2,685,000 7.74%
6 Northern Right Capital Management, L.P. 111,649 2,048,000 5.90%
7 M3F, INC. 100,000 1,834,000 5.29%
8 BB&T SECURITIES, LLC 66,322 1,216,000 3.51%
9 PNC FINANCIAL SERVICES GROUP, INC. 66,000 1,210,000 3.49%
10 Trellus Management Company, LLC 38,792 711,000 2.05%
11 STIFEL FINANCIAL CORP 36,635 672,000 1.94%
12 OPPENHEIMER & CO INC 24,901 457,000 1.32%
13 GSA CAPITAL PARTNERS LLP 15,805 290,000 0.84%
14 NORTHERN TRUST CORP 11,041 203,000 0.59%
15 Clear Harbor Asset Management, LLC 10,009 184,000 0.53%
16 ROYAL BANK OF CANADA 5,517 101,000 0.29%
17 MORGAN STANLEY 4,200 77,000 0.22%
18 Orinda Asset Management LLC 2,635 46,000 0.13%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 18,000 0.05%
20 ACROSPIRE INVESTMENT MANAGEMENT LLC 400 7,000 0.02%
21 Tower Research Capital LLC (TRC) 169 3,000 0.01%
22 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.