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NUVEEN NY MUN VALUE FD COM
NUVEEN NY MUN VALUE FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 21 Institutional holders with a total value of $8,957,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 195,405 2,036,000 22.73%
2 GUGGENHEIM CAPITAL LLC 178,183 1,857,000 20.73%
3 MORGAN STANLEY 119,393 1,244,000 13.89%
4 Penbrook Management LLC 100,000 1,042,000 11.63%
5 Invesco Ltd. 90,543 943,000 10.53%
6 WELLS FARGO & COMPANY/MN 56,671 590,000 6.59%
7 DEUTSCHE BANK AG\ 21,069 219,000 2.45%
8 MSI Financial Services Inc 17,358 181,000 2.02%
9 Cambridge Investment Research Advisors, Inc. 16,684 174,000 1.94%
10 Clear Harbor Asset Management, LLC 14,500 151,000 1.69%
11 BANK OF AMERICA CORP /DE/ 14,250 148,000 1.65%
12 ROYAL BANK OF CANADA 11,350 119,000 1.33%
13 Janney Montgomery Scott LLC 10,500 105,000 1.17%
14 VALLEY NATIONAL ADVISERS INC 6,216 65,000 0.73%
15 NEXT Financial Group, Inc 2,600 27,000 0.30%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,382 14,000 0.16%
17 IFP ADVISORS, INC 1,188 12,000 0.13%
18 Community Bank, N.A. 1,000 10,000 0.11%
19 Tortoise Investment Management, LLC 825 9,000 0.10%
20 M&R CAPITAL MANAGEMENT INC 878 9,000 0.10%
21 FIRST MANHATTAN CO. LLC. 197 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.