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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001062993-15-006016) filed in 2015.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,696,949 325,186 43.70%
2 ISHARES TR 1,364,852 78,233 10.51%
3 ISHARES TR 731,492 51,899 6.97%
4 SCHWAB INTERNATIONAL EQUITY ETF 545,341 14,926 2.01%
5 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 461,519 11,284 1.52%
6 ISHARES TR 282,597 54,459 7.32%
7 ISHARES TR 242,605 26,492 3.56%
8 INDEXIQ ETF TR 237,921 6,852 0.92%
9 SCHWAB U.S. BROAD MARKET ETF 207,796 9,638 1.30%
10 ISHARES TR 191,097 20,940 2.81%
11 JPMORGAN CHASE & CO 167,695 5,096 0.68%
12 SPDR S&P MIDCAP 400 ETF TR 159,900 39,798 5.35%
13 ISHARES RUSSELL 3000 ETF 158,268 18,025 2.42%
14 VANGUARD INTL EQUITY INDEX F 149,390 7,347 0.99%
15 VANGUARD SPECIALIZED FUNDS 143,889 10,610 1.43%
16 VANGUARD INDEX FDS 113,469 13,238 1.78%
17 VANGUARD INDEX FDS 73,911 7,979 1.07%
18 ISHARES TR 45,894 4,891 0.66%
19 ISHARES TR 41,961 5,732 0.77%
20 ISHARES S&P GSCI COMMODITY I 32,556 556 0.07%
21 VANGUARD TAX-MANAGED FDS 31,370 1,118 0.15%
22 SELECT SECTOR SPDR TR 31,050 704 0.09%
23 ISHARES 7-10 YEAR TREASURY BOND ETF 29,839 3,219 0.43%
24 ISHARES TR 27,707 1,069 0.14%
25 UNITED STATES OIL FUND LP 20,900 307 0.04%
26 ISHARES TR 20,720 2,294 0.31%
27 ISHARES RUSSELL 1000 ETF 20,249 2,168 0.29%
28 FULL CIRCLE CAP CORP 19,000 58 0.01%
29 NUVEEN NORTH CAROLINA QLTY M 18,901 241 0.03%
30 ISHARES TR 18,834 1,370 0.18%
31 POWERSHARES DB CMDTY IDX TRA 18,313 277 0.04%
32 POWERSHARES ETF TRUST 14,411 208 0.03%
33 NUVEEN PREFERRED SECURITIES 14,270 125 0.02%
34 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 13,746 431 0.06%
35 POWERSHARES ETF TR II 13,368 481 0.06%
36 NUVEEN SELECT QUALITY MUN FD 12,083 162 0.02%
37 VANGUARD INDEX FDS 11,827 1,168 0.16%
38 SPDR SERIES TR 11,784 284 0.04%
39 SPDR SER TR 9,981 720 0.10%
40 VANGUARD INTL EQUITY INDEX F 9,720 414 0.06%
41 SCHWAB US DIVIDEND EQUITY ETF 9,686 348 0.05%
42 SPDR MSCI ACWI EX-US 9,541 290 0.04%
43 BLACKROCK INCOME TR INC 9,403 59 0.01%
44 ROYCE VALUE TR INC 9,262 107 0.01%
45 VANGUARD INDEX FDS 9,131 916 0.12%
46 Spdr Ser Tr Nuveen Barcl 9,079 221 0.03%
47 VANGUARD INDEX FDS 8,442 648 0.09%
48 VANGUARD INDEX FDS 7,341 555 0.07%
49 PIMCO CORPORATE INCOME OPP 7,291 97 0.01%
50 VANGUARD INDEX FDS 6,357 618 0.08%
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