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PIMCO CORPORATE INCOME OPP
PIMCO CORPORATE INCOME OPP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 78 Institutional holders with a total value of $53,752,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 514,965 6,849,000 12.74%
2 Invesco Ltd. 465,555 6,192,000 11.52%
3 MORGAN STANLEY 441,002 5,865,000 10.91%
4 LPL Financial LLC 337,223 4,569,000 8.50%
5 UBS Group AG 228,940 3,044,000 5.66%
6 BANK OF AMERICA CORP /DE/ 172,362 2,292,000 4.26%
7 ROYAL BANK OF CANADA 156,238 2,078,000 3.87%
8 NATIONAL PLANNING CORP 124,981 1,786,000 3.32%
9 SG Americas Securities, LLC 119,668 1,592,000 2.96%
10 Capital Investment Advisors, LLC 118,591 1,577,000 2.93%
11 SIT INVESTMENT ASSOCIATES INC 110,789 1,473,000 2.74%
12 PNC FINANCIAL SERVICES GROUP, INC. 87,093 1,158,000 2.15%
13 MSI Financial Services Inc 86,534 1,151,000 2.14%
14 Commonwealth Equity Services, Inc 85,976 1,143,000 2.13%
15 ADVISORY RESEARCH INC 55,897 743,000 1.38%
16 Curi Capital, LLC 55,702 741,000 1.38%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 46,984 625,000 1.16%
18 Private Advisor Group, LLC 42,011 559,000 1.04%
19 AMERIPRISE FINANCIAL INC 39,523 526,000 0.98%
20 AMERICAN INTERNATIONAL GROUP, INC. 37,290 496,000 0.92%
21 SALEM INVESTMENT COUNSELORS INC 12,000 477,000 0.89%
22 CITIGROUP INC 34,658 461,000 0.86%
23 Raymond James Financial Services Advisors, Inc. 34,348 457,000 0.85%
24 Texas Yale Capital Corp. 33,200 442,000 0.82%
25 Sigma Planning Corp 29,978 399,000 0.74%
26 Investors Capital Advisory Services 29,750 395,000 0.73%
27 D.A. DAVIDSON & CO. 28,571 379,000 0.71%
28 First Allied Advisory Services, Inc. 23,755 318,000 0.59%
29 Horizon Kinetics LLC 23,806 316,000 0.59%
30 GOULD ASSET MANAGEMENT LLC /CA/ 23,228 309,000 0.57%
31 WELLS FARGO & COMPANY/MN 21,421 285,000 0.53%
32 Homrich & Berg 21,385 284,000 0.53%
33 GUGGENHEIM CAPITAL LLC 20,515 273,000 0.51%
34 SRH ADVISORS, LLC 20,000 266,000 0.49%
35 Virtu KCG Holdings LLC 18,762 250,000 0.47%
36 KEYBANK NATIONAL ASSOCIATION/OH 18,500 246,000 0.46%
37 Cambridge Investment Research Advisors, Inc. 18,403 245,000 0.46%
38 MARINER INVESTMENT GROUP LLC 17,917 238,000 0.44%
39 OPPENHEIMER & CO INC 17,834 237,000 0.44%
40 LUCAS CAPITAL MANAGEMENT 17,700 235,000 0.44%
41 Janney Montgomery Scott LLC 16,550 220,000 0.41%
42 Cetera Advisor Networks LLC 14,486 193,000 0.36%
43 REILLY FINANCIAL ADVISORS, LLC 14,192 189,000 0.35%
44 CITADEL ADVISORS LLC 13,436 179,000 0.33%
45 STIFEL FINANCIAL CORP 13,070 174,000 0.32%
46 HighTower Advisors, LLC 12,133 160,000 0.30%
47 IFC Holdings Incorporated/FL 11,367 151,000 0.28%
48 BANK OF MONTREAL /CAN/ 11,350 151,000 0.28%
49 SUNTRUST BANKS INC 10,959 145,000 0.27%
50 Creative Planning 10,672 142,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.