| 1 |
Bulldog Investors, LLP |
1,730,453 |
5,325,000 |
34.38% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,589,840 |
4,881,000 |
31.51% |
|
|
| 3 |
Seawolf Capital, LLC |
625,000 |
1,919,000 |
12.39% |
|
|
| 4 |
Cambridge Investment Research Advisors, Inc. |
276,613 |
849,000 |
5.48% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
188,058 |
577,000 |
3.73% |
|
|
| 6 |
DEPRINCE RACE & ZOLLO INC |
165,519 |
508,000 |
3.28% |
|
|
| 7 |
PANAGORA ASSET MANAGEMENT INC |
93,027 |
286,000 |
1.85% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
67,700 |
208,000 |
1.34% |
|
|
| 9 |
Advisory Services Network, LLC |
48,091 |
148,000 |
0.96% |
|
|
| 10 |
J.P. Turner & Co Capital Mnagement, LLC |
47,500 |
145,000 |
0.94% |
|
|
| 11 |
HighTower Advisors, LLC |
36,952 |
113,000 |
0.73% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
27,293 |
83,000 |
0.54% |
|
|
| 13 |
CAPTRUST FINANCIAL ADVISORS |
19,000 |
58,000 |
0.37% |
|
|
| 14 |
Yakira Capital Management, Inc. |
17,700 |
54,000 |
0.35% |
|
SH |
| 15 |
PVG Asset Management |
17,275 |
53,034 |
0.34% |
|
|
| 16 |
TFS CAPITAL LLC |
15,170 |
47,000 |
0.30% |
|
|
| 17 |
Virtu KCG Holdings LLC |
12,803 |
39,000 |
0.25% |
|
|
| 18 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
12,000 |
37,000 |
0.24% |
Put |
|
| 19 |
RAYMOND JAMES TRUST N.A. |
12,100 |
37,000 |
0.24% |
|
|
| 20 |
UBS Group AG |
9,992 |
30,000 |
0.19% |
|
|
| 21 |
CITADEL ADVISORS LLC |
8,893 |
27,000 |
0.17% |
|
|
| 22 |
MORGAN STANLEY |
7,202 |
22,000 |
0.14% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
4,300 |
13,000 |
0.08% |
|
|
| 24 |
MCF Advisors LLC |
4,000 |
12,000 |
0.08% |
|
|
| 25 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
2,576 |
8,000 |
0.05% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,718 |
5,000 |
0.03% |
|
|
| 27 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
1,000 |
3,000 |
0.02% |
|
|
| 28 |
ROYAL BANK OF CANADA |
500 |
2,000 |
0.01% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
83 |
0 |
0.00% |
|
|
| 30 |
MSI Financial Services Inc |
75 |
0 |
0.00% |
|
|
