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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $17,484,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 168,623 2,148,000 12.29%
2 HighTower Advisors, LLC 156,108 1,992,000 11.39%
3 Samson Capital Advisors LLC 154,341 1,966,000 11.24%
4 MORGAN STANLEY 134,139 1,709,000 9.77%
5 WELLS FARGO & COMPANY/MN 97,066 1,236,000 7.07%
6 AQR ARBITRAGE LLC 81,347 1,036,000 5.93%
7 BANK OF AMERICA CORP /DE/ 53,342 679,000 3.88%
8 RAYMOND JAMES & ASSOCIATES 51,851 661,000 3.78%
9 LPL Financial LLC 47,450 605,000 3.46%
10 Janney Montgomery Scott LLC 45,803 584,000 3.34%
11 Altavista Wealth Management, Inc. 42,717 544,000 3.11%
12 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 39,205 499,000 2.85%
13 Commonwealth Equity Services, Inc 32,256 411,000 2.35%
14 UBS Group AG 31,526 402,000 2.30%
15 WOLVERINE ASSET MANAGEMENT LLC 31,218 397,000 2.27%
16 BB&T SECURITIES, LLC 26,641 339,000 1.94%
17 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 18,959 242,000 1.38%
18 CAPTRUST FINANCIAL ADVISORS 18,901 241,000 1.38%
19 AMERIPRISE FINANCIAL INC 18,282 233,000 1.33%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 17,754 226,000 1.29%
21 Rock Point Advisors, LLC 16,500 210,000 1.20%
22 AMERICAN INTERNATIONAL GROUP, INC. 13,722 175,000 1.00%
23 ROYAL BANK OF CANADA 12,800 163,000 0.93%
24 TRUIST FINANCIAL CORP 11,958 152,000 0.87%
25 Virtu KCG Holdings LLC 11,304 144,000 0.82%
26 SUNTRUST BANKS INC 10,927 139,000 0.80%
27 FIRST TRUST ADVISORS LP 10,638 136,000 0.78%
28 MSI Financial Services Inc 4,591 58,000 0.33%
29 Carroll Financial Associates, Inc. 4,013 51,000 0.29%
30 PNC FINANCIAL SERVICES GROUP, INC. 3,803 48,000 0.27%
31 DEUTSCHE BANK AG\ 3,000 38,000 0.22%
32 Creative Planning 1,559 20,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.