| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 20,000 | 0 | 0.00% | PRN | |
| 2 | PEDEVCO CORP | 15,000 | 3,000 | 0.00% | ||
| 3 | PROVECTUS | 10,000 | 4,000 | 0.00% | ||
| 4 | SunEdison Inc | 19,218 | 10,000 | 0.00% | ||
| 5 | OREXIGEN THERAPEUTICS INC COM | 27,051 | 13,000 | 0.00% | ||
| 6 | LINN ENERGY LLC UNIT LTD LIAB | 42,726 | 14,000 | 0.00% | ||
| 7 | DENISON MINES CORP | 24,600 | 14,000 | 0.00% | ||
| 8 | Curis, Inc | 10,000 | 16,000 | 0.00% | ||
| 9 | VANGUARD NAT RES LLC COM UNIT | 12,925 | 17,000 | 0.00% | ||
| 10 | MANNKIND CORP. | 18,692 | 26,000 | 0.00% | ||
| 11 | SEQUENOM INC | 19,900 | 28,000 | 0.00% | ||
| 12 | CREDIT SUISSE HIGH YIELD BD | 13,000 | 29,000 | 0.00% | ||
| 13 | KINROSS GOLD CORP | 10,000 | 34,000 | 0.00% | ||
| 14 | SEADRILL LIMITED | 10,800 | 35,000 | 0.00% | ||
| 15 | U S GLOBAL INVS INC | 21,500 | 36,000 | 0.00% | ||
| 16 | SPRINT CORP | 10,945 | 38,000 | 0.00% | ||
| 17 | EMPIRE RES INC DEL COM | 11,800 | 38,000 | 0.00% | ||
| 18 | Mueller Industries Inc | 13,500 | 44,000 | 0.00% | ||
| 19 | DREYFUS HIGH YIELD STRATEGIE | 15,000 | 47,000 | 0.00% | ||
| 20 | NOVAVAX INC COM | 10,255 | 53,000 | 0.00% | ||
| 21 | MFS HIGH YIELD MUN TR | 11,100 | 53,000 | 0.00% | ||
| 22 | FORTRESS INVESTMENT GROUP LL | 11,600 | 55,000 | 0.00% | ||
| 23 | MFS HIGH INCOME MUN TR | 11,000 | 57,000 | 0.00% | ||
| 24 | First Trust ISE Nat Ga | 14,696 | 61,000 | 0.00% | ||
| 25 | SUMITOMO MITSUI FINL GROUP I | 11,008 | 65,000 | 0.00% | ||
| 26 | FIFTH STREET FINANCE CORP | 13,033 | 67,000 | 0.00% | ||
| 27 | MCDERMOTT INTL INC | 16,770 | 68,000 | 0.00% | ||
| 28 | ENCANA CORP | 11,502 | 69,000 | 0.00% | ||
| 29 | TEMPLETON GLOBAL INCOME FD | 11,543 | 75,000 | 0.00% | ||
| 30 | Old PSG Wind-down Ltd. | 24,273 | 76,000 | 0.00% | ||
| 31 | KEMET CORP COM NEW | 42,711 | 82,000 | 0.00% | ||
| 32 | AGENUS INC | 20,000 | 83,000 | 0.00% | ||
| 33 | BARCLAYS BANK | 17,123 | 87,000 | 0.00% | ||
| 34 | BLACKROCK ENHANCED EQT DIV T | 11,708 | 88,000 | 0.00% | ||
| 35 | MIMEDX GROUP INC COM | 10,319 | 89,000 | 0.00% | ||
| 36 | MFS GOVT MKTS INCOME TR | 16,661 | 91,000 | 0.01% | ||
| 37 | NOKIA CORP | 15,860 | 94,000 | 0.01% | ||
| 38 | AK STL HLDG CORP | 23,487 | 98,000 | 0.01% | ||
| 39 | MFS CHARTER INCOME TR | 12,186 | 101,000 | 0.01% | ||
| 40 | BGC PARTNERS INC | 11,273 | 103,000 | 0.01% | ||
| 41 | INCONTACT INC | 11,663 | 104,000 | 0.01% | ||
| 42 | GENWORTH FINL INC | 38,549 | 104,000 | 0.01% | ||
| 43 | CEMEX SAB DE CV | 14,169 | 104,000 | 0.01% | ||
| 44 | ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF | 11,718 | 109,000 | 0.01% | ||
| 45 | VOYA INTL HIGH DIV EQTY INM | 17,000 | 110,000 | 0.01% | ||
| 46 | DREYFUS STRATEGIC MUN BD FD | 13,000 | 111,000 | 0.01% | ||
| 47 | EATON VANCE TAX MANAGED DIVE | 11,483 | 120,000 | 0.01% | ||
| 48 | RITE AID CORP | 15,012 | 121,000 | 0.01% | ||
| 49 | DNP SELECT INCOME FD INC | 11,877 | 121,000 | 0.01% | ||
| 50 | POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO | 30,428 | 122,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001512647-16-000011, filed 2016.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
