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Institutional Investment Manager
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. (CIK: 0001512647) incorporated in Delaware, located at 655 W. Broadway 12th Floor, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001512647-16-000013) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD TOTAL STOCK MARKET INDEX FUND 426,610 47,494 2.52%
2 APPLE INC COM 404,149 45,689 2.42%
3 ISHARES TR 267,373 30,058 1.60%
4 VANGUARD TOTAL BOND MARKET INDEX FUND 328,801 27,665 1.47%
5 SPDR S&P 500 ETF 127,895 27,664 1.47%
6 ISHARES U.S. PREFERRED STOCK ETF 506,680 20,014 1.06%
7 AT&T INC COM 455,890 18,514 0.98%
8 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 142,810 17,591 0.93%
9 VERIZON COMMUNICATIONS INC COM 334,581 17,392 0.92%
10 VANGUARD REIT ETF 192,184 16,670 0.88%
11 VANGUARD STAR FD 350,881 16,565 0.88%
12 ISHARES MBS ETF 150,321 16,549 0.88%
13 PROCTER & GAMBLE CO COM 182,318 16,363 0.87%
14 SPDR INDEX SHS FDS S&P INTL DIVIDEND ETF 438,486 16,132 0.86%
15 FACEBOOK INC 120,293 15,430 0.82%
16 ISHARES 7-10 YEAR TREASURY BOND ETF 137,789 15,416 0.82%
17 SPDR S&P MIDCAP 400 ETF TRUST 53,255 15,032 0.80%
18 ISHARES 1-3 YEAR TREASURY BOND ETF 176,076 14,973 0.79%
19 SELECT SECTOR SPDR TR 311,605 14,888 0.79%
20 Microsoft Corp 258,106 14,867 0.79%
21 POWERSHARES QQQ TRUST 122,043 14,489 0.77%
22 JOHNSON & JOHNSON COM 120,395 14,222 0.75%
23 DBX ETF TR 488,517 12,887 0.68%
24 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 147,565 12,877 0.68%
25 BOEING CO COM 94,770 12,485 0.66%
26 iShares Tr Russell 2000 99,230 12,325 0.65%
27 Berkshire Hathaway Inc Cl B 83,805 12,107 0.64%
28 VANGUARD WORLD FDS 241,626 11,927 0.63%
29 ISHARES S&P SMALL-CAP 600 VALUE ETF 93,696 11,694 0.62%
30 MERCK & CO INC NEW COM 185,345 11,567 0.61%
31 MFC ISHARES TR S&P MIDCAP 400 85,211 11,333 0.60%
32 EXXON MOBIL CORPORATION COM 128,168 11,186 0.59%
33 SPDR SERIES TRUST 240,875 11,167 0.59%
34 INTL BUSINESS MACHINES COM 69,627 11,060 0.59%
35 POWERSHARES ETF TR II 260,016 10,788 0.57%
36 ISHARES S&P MIDCAP FUND 68,748 10,636 0.56%
37 SELECT SECTOR SPDR TRUST HEALTH CARE SELECT INDEX 144,975 10,454 0.55%
38 INTEL CORP COM 275,784 10,411 0.55%
39 General Electric Company 340,945 10,099 0.54%
40 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 80,785 9,469 0.50%
41 iShares Tr MSCI EAFE Index 155,579 9,199 0.49%
42 Celgene Corp 86,184 9,009 0.48%
43 PFIZER INC COM 262,801 8,901 0.47%
44 JP MORGAN CHASE & CO COM 130,874 8,715 0.46%
45 PepsiCo Inc 79,285 8,624 0.46%
46 FIRST TR EXCHANGE TRADED 364,334 8,343 0.44%
47 Amazon.com Inc 9,672 8,098 0.43%
48 ALPHABET INC 9,817 7,893 0.42%
49 General Mills Inc 123,282 7,875 0.42%
50 ISHARES MSCI ACWI INDEX FUND 132,661 7,840 0.42%
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