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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 201 Institutional holders with a total value of $1,634,699,555.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nan Shan Life Insurance Co., Ltd. 3,810,909 176,674,000 10.81%
2 IndexIQ Advisors LLC 3,671,278 170,200,000 10.41%
3 QS Investors, LLC 3,571,000 165,552,000 10.13%
4 MORGAN STANLEY 3,491,971 161,888,000 9.90%
5 BANK OF AMERICA CORP /DE/ 2,355,618 109,206,000 6.68%
6 FMR LLC 1,640,400 76,049,000 4.65%
7 AMERIPRISE FINANCIAL INC 1,473,499 68,332,000 4.18%
8 WELLS FARGO & COMPANY/MN 1,425,248 66,075,000 4.04%
9 PNC FINANCIAL SERVICES GROUP, INC. 922,517 42,768,000 2.62%
10 UBS Group AG 858,902 39,819,000 2.44%
11 GOLDMAN SACHS GROUP INC 630,004 29,207,000 1.79%
12 ROYAL BANK OF CANADA 494,294 22,916,000 1.40%
13 STATE STREET CORP 464,928 21,555,000 1.32%
14 LPL Financial LLC 462,013 21,322,000 1.30%
15 BANQUE PICTET & CIE SA 389,989 18,080,000 1.11%
16 Pictet North America Advisors SA 389,989 18,080,000 1.11%
17 Bluefin Trading, LLC 349,691 16,212,000 0.99%
18 GUGGENHEIM CAPITAL LLC 328,056 15,209,000 0.93%
19 Goelzer Investment Management, Inc. 305,691 14,172,000 0.87%
20 NewSquare Capital LLC 260,847 12,093,000 0.74%
21 ADVISOR GROUP, INC. 257,752 11,948,000 0.73%
22 PRUDENTIAL FINANCIAL INC 255,152 11,829,000 0.72%
23 HUNTINGTON NATIONAL BANK 248,173 11,505,000 0.70% PRN
24 First Allied Advisory Services, Inc. 240,875 11,167,000 0.68%
25 JANE STREET GROUP, LLC 219,912 10,195,000 0.62%
26 Advisory Alpha, LLC 210,611 9,764,000 0.60%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 209,990 9,735,000 0.60%
28 BESSEMER GROUP INC 207,667 9,627,000 0.59%
29 SHINE INVESTMENT ADVISORY SERVICES INC 203,279 9,424,000 0.58%
30 BANK OF MONTREAL /CAN/ 189,140 8,769,000 0.54%
31 FFT WEALTH MANAGEMENT LLC 182,222 8,457,000 0.52%
32 Prospera Financial Services Inc 181,783 8,427,000 0.52%
33 Commonwealth Equity Services, Inc 177,290 8,219,000 0.50%
34 Windsor Capital Management, LLC 161,071 7,467,000 0.46%
35 New England Investment & Retirement Group, Inc. 156,920 7,275,000 0.45%
36 RAYMOND JAMES & ASSOCIATES 147,762 6,850,000 0.42%
37 STIFEL FINANCIAL CORP 146,180 6,770,000 0.41%
38 Baker Avenue Asset Management, LP 144,263 6,688,000 0.41%
39 WOLVERINE TRADING LP /BD 130,334 6,020,000 0.37%
40 AXA S.A. 118,300 5,484,000 0.34%
41 SG Americas Securities, LLC 115,011 5,332,000 0.33%
42 Transamerica Financial Advisors, LLC 113,458 5,260,000 0.32%
43 OPPENHEIMER & CO INC 99,455 4,611,000 0.28%
44 Raymond James Financial Services Advisors, Inc. 97,544 4,522,000 0.28%
45 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 95,853 4,444,000 0.27%
46 Estate Counselors, LLC 95,370 4,421,000 0.27%
47 Creative Planning 95,119 4,410,000 0.27%
48 NTV ASSET MANAGEMENT LLC 89,098 4,130,000 0.25%
49 APPLETON GROUP, LLC 88,269 4,092,000 0.25%
50 WEBSTER BANK, N. A. 83,513 3,872,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.