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Institutional Investment Manager
Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) (CIK: 0001533421) incorporated in New York, located at 120 Broadway, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,771 holdings with a total value of $1,006,656,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ARMSTRONG FLOORING INC COM 4 0 0.00%
52 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 1 0 0.00%
53 Innodata Inc 174 0 0.00%
54 TROVAGENE INC 362 0 0.00%
55 UNITED STS 12 MNTH NATURL GAS FD LP UNIT BEN INT 26 0 0.00%
56 FLIR SYS INC 7 0 0.00%
57 CARTESIAN INC 433 0 0.00%
58 PROSHARES TR 6 0 0.00%
59 MKS INSTRS INC COM 3 0 0.00%
60 FORESTAR GROUP INC COM 22 0 0.00%
61 CASTLE BRANDS INC COM 570 0 0.00%
62 ARK ETF TR INNOVATION ETF 1 0 0.00%
63 UFP TECHNOLOGIES INC 5 0 0.00%
64 TRECORA RES 14 0 0.00%
65 Trico Bancshs Chico 2 0 0.00%
66 QLT INC 100 0 0.00%
67 APTOSE BIOSCIENCES INC 72 0 0.00%
68 LHC GROUP INC 10 0 0.00%
69 DREYFUS STRATEGIC MUNS INCORPORATED 7 0 0.00%
70 AMTRUST FINL SVCS INC 17 0 0.00%
71 CPS TECHNOLOGIES CORP 294 0 0.00%
72 APPLIED DNA 155 0 0.00%
73 POWERSHARES ETF TR II 3 0 0.00%
74 COLUMBIA SELIGM PREM TECH GRW 14 0 0.00%
75 XUNLEI LTD SPONSORED ADR 1 0 0.00%
76 LMI Aerospace, Inc. 97 0 0.00%
77 ALJ REGIONAL HOLDINGS INC 87 0 0.00%
78 ISHARES TR 8 0 0.00%
79 SPDR SER TR 1 0 0.00%
80 J & J SNACK FOODS CORP COM 2 0 0.00%
81 SPDR SER TR 6 0 0.00%
82 VALHI INC NEW COM 96 0 0.00%
83 MYERS INDS INC COM 0 0 0.00%
84 COLLECTORS UNIVERSE INC COM NEW 22 0 0.00%
85 INTELSAT S A COM 4 0 0.00%
86 GORDMANS STORES INC 95 0 0.00%
87 ARTS WAY MFG INC 80 0 0.00%
88 Enterprise Bancorp Inc Mass 0 0 0.00%
89 POWERSHS DB MULTI SECT COMM 1 0 0.00%
90 APPLIANCE RECYCLING CTRS AME 122 0 0.00%
91 UNITED DEV FDG IV COM 7,351 0 0.00%
92 OPEXA THERAPEUTICS INC COM PAR $0.01 38 0 0.00%
93 RENAISSANCE CAP GREENWICH FD 1 0 0.00%
94 ETF SER SOLUTIONS VIDENT CORE US 1 0 0.00%
95 PROSHARES TR 1 0 0.00%
96 BARCLAYS BANK PLC 2 0 0.00%
97 USCF ETF TR 1 0 0.00%
98 UNITIL CORPORATION 0 0 0.00%
99 AEMETIS INC 93 0 0.00%
100 SORRENTO THERAPEUTICS INC COM NEW 5 0 0.00%
Page 2 of 76

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001533421-16-000013, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.