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Aptose Biosciences Inc Com New
Aptose Biosciences Inc Com New. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 14 Institutional holders with a total value of $6,532,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,416,666 3,195,000 48.91%
2 Cormorant Asset Management, LP 990,579 2,229,000 34.12%
3 BAKER BROS. ADVISORS LP 404,211 909,000 13.92%
4 BANK OF MONTREAL /CAN/ 49,724 112,000 1.71%
5 ROYAL BANK OF CANADA 20,706 46,000 0.70%
6 MORGAN STANLEY 8,932 20,000 0.31%
7 BANK OF AMERICA CORP /DE/ 6,000 14,000 0.21%
8 DEUTSCHE BANK AG\ 1,801 4,000 0.06%
9 UBS Group AG 1,295 3,000 0.05%
10 SONORA INVESTMENT MANAGEMENT, LLC 8 18 0.00%
11 SEVENBRIDGE FINANCIAL GROUP, LLC 1 0 0.00%
12 CITIGROUP INC 2 0 0.00%
13 Tower Research Capital LLC (TRC) 72 0 0.00%
14 TORONTO DOMINION BANK 152 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.