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Columbia Seligman Prem Technology Growth FD Inc Com
Columbia Seligman Prem Technology Growth FD Inc Com. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $30,676,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 478,233 8,895,000 29.00%
2 BANK OF AMERICA CORP /DE/ 268,172 4,988,000 16.26%
3 Invesco Ltd. 233,866 4,350,000 14.18%
4 Janney Montgomery Scott LLC 160,691 2,989,000 9.74%
5 MORGAN STANLEY 154,583 2,875,000 9.37%
6 COHEN & STEERS, INC. 94,631 1,760,000 5.74%
7 AMERIPRISE FINANCIAL INC 86,707 1,616,000 5.27%
8 UBS Group AG 35,209 655,000 2.14%
9 RAYMOND JAMES & ASSOCIATES 34,196 636,000 2.07%
10 LPL Financial LLC 17,536 323,000 1.05%
11 Raymond James Financial Services Advisors, Inc. 12,929 240,000 0.78%
12 Cetera Advisor Networks LLC 12,700 236,000 0.77%
13 SHEAFF BROCK INVESTMENT ADVISORS, LLC 12,271 228,000 0.74%
14 WealthTrust Axiom LLC 11,600 215,000 0.70%
15 ROYAL BANK OF CANADA 10,438 194,000 0.63%
16 MSI Financial Services Inc 7,989 149,000 0.49%
17 WELLS FARGO & COMPANY/MN 6,243 116,000 0.38%
18 IFP ADVISORS, INC 4,975 93,000 0.30%
19 Creative Planning 3,500 65,000 0.21%
20 CRIBSTONE CAPITAL MANAGEMENT, LLC 1,142 21,000 0.07%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,047 19,000 0.06%
22 CITIGROUP INC 400 7,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 335 6,000 0.02%
24 Tower Research Capital LLC (TRC) 14 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.