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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF COM 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP DEL 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC DEL 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
63 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SEC CORP 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 ATHENA HEALTH INC. 645 80,709 0.16%
74 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
75 CATERPILLAR INC 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NETSCOUT SYS INC 1,642 72,806 0.15%
81 Walgreens 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 Hewlett Packard Co 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 Medtronic Inc 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE INC 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON CO 952 67,602 0.14%
95 TEXAS INSTRS INC 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 Solar Capital Ltd. 3,119 66,372 0.13%
98 ISHARES INC 2,357 65,925 0.13%
99 STARBUCKS CORP 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
351 MOSAIC CO NEW 480 24 0.05%
352 COCA COLA CONS INC COM 325 24 0.05%
353 LUMEN TECHNOLOGIES INC 646 23 0.04%
354 SIGMA ALDRICH 225 23 0.04%
355 PUBLIC SVC ENTERPRISE GRP IN 566 23 0.04%
356 MEXICO FD INC 814 23 0.04%
357 ISHARES 400 23 0.04%
358 PROLOGIS INC 560 23 0.04%
359 BROADCOM CORP CL A 618 23 0.04%
360 ISHARES 600 23 0.04%
361 WESTERN DIGITAL CORP 236 22 0.04%
362 POWERSHARES ETF TR II 600 22 0.04%
363 CALAMOS CONV OPPORTUNITIES & 1,568 22 0.04%
364 ST JUDE MED INC 318 22 0.04%
365 ULTIMATE SOFTWARE GROUP INCORPORATED 162 22 0.04%
366 PENSKE AUTOMOTIVE GRP INC 453 22 0.04%
367 HUMANA INC 172 22 0.04%
368 WEBMD HEALTH CORP 461 22 0.04%
369 WEYERHAEUSER CO 654 22 0.04%
370 PERRIGO CO PLC 150 22 0.04%
371 VENTAS INC 330 21 0.04%
372 EDISON INTL 364 21 0.04%
373 WRIGHT MEDICAL GROUP NV 674 21 0.04%
374 ISHARES MSCI CHINA SMALL-CAP ETF 460 21 0.04%
375 SEAGATE TECHNOLOGY PLC 368 21 0.04%
376 ALTISOURCE ASSET MGMT CORP 29 21 0.04%
377 HI-CRUSH PARTNERS LP 318 21 0.04%
378 PRIMORIS SVCS CORP 743 21 0.04%
379 UNISYS CORP 869 21 0.04%
380 KLA-TENCOR CORP 286 21 0.04%
381 OMNICOM GROUP INC 290 21 0.04%
382 DELPHI AUTOMOTIVE PLC 312 21 0.04%
383 National Australia Bank ADR 416 21 0.04%
384 HCP INC 512 21 0.04%
385 DUPONT FABROS TECHNOLOGY INC 778 21 0.04%
386 ISHARES TR 197 21 0.04%
387 CONVERGYS CORPORATION 982 21 0.04%
388 PARKER HANNIFIN CORP 166 21 0.04%
389 LIFE TIME FITNESS 432 21 0.04%
390 VORNADO REALTY 194 21 0.04%
391 JPMORGAN CHASE & CO 400 21 0.04%
392 ENDO INTL PLC 300 21 0.04%
393 SOUTHWEST AIRLS CO 786 21 0.04%
394 COLUMBIA SELIGM PREM TECH GRW 1,225 21 0.04%
395 MEAD JOHNSON NUTRITI 226 21 0.04%
396 LAUDER ESTEE COS INC 286 21 0.04%
397 AGILENT TECHNOLOGIES INC 374 21 0.04%
398 KINDRED HEALTHCARE INC 899 21 0.04%
399 LA Z BOY INC COM 906 21 0.04%
400 REYNOLDS AMERICAN INC 348 21 0.04%
Page 8 of 40