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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
101 NIKE INC 832 64,522 0.13%
102 GENERAC HLDGS INC 1,318 64,239 0.13%
103 PROSPERITY BANCSHARES INC 1,008 63,101 0.13%
104 E M C CORP MASS COM 2,368 62,373 0.13%
105 PROSHARES TR 693 61,656 0.13%
106 SYSCO CORP 1,626 60,894 0.12%
107 NEXTERA ENERGY INC 588 60,258 0.12%
108 Exterran Holdings Inc 1,335 60,062 0.12%
109 MENS WEARHOUSE INC 1,066 59,483 0.12%
110 FIRST TR STOXX EUROPEAN SELE 3,929 59,406 0.12%
111 GENESEE & WYOMING INC 5.000% 1 440 59,374 0.12%
112 DUKE ENERGY CORP NEW 790 58,610 0.12%
113 SIMON PPTY GROUP INC NEW 352 58,531 0.12%
114 MADDEN STEVEN LTD COM 1,697 58,207 0.12%
115 ACCENTURE PLC IRELAND 714 57,720 0.12%
116 MIMEDX GROUP INC COM 8,132 57,656 0.12%
117 ACUITY BRANDS INC 415 57,374 0.12%
118 COSTCO WHSL CORP NEW 492 56,659 0.12%
119 SPDR INDEX SHS FDS 682 56,405 0.11%
120 LOWES COS INC 1,170 56,148 0.11%
121 PERNIX THERAPEUTICS HLDGS IN 6,166 55,371 0.11%
122 FLEXSHARES US MARKET TILT ETF 643 54,719 0.11%
123 COVIDIEN PLC 604 54,469 0.11%
124 RYDEX ETF TRUST 726 54,152 0.11%
125 PNC FINL SVCS GROUP INC 598 53,252 0.11%
126 CAPITAL ONE FINL CORP 642 53,029 0.11%
127 GENERAL MTRS CO 1,460 52,998 0.11%
128 PHILLIPS 66 658 52,923 0.11%
129 DANAHER CORP DEL 672 52,907 0.11%
130 EMERSON ELEC CO 786 52,159 0.11%
131 PACIRA PHARMACEUTICALS INC 567 52,085 0.11%
132 PROSHARES TR 811 52,001 0.11%
133 CANTEL MEDICAL CORP 1,000 52,000 0.11%
134 MORGAN STANLEY 1,570 50,758 0.10%
135 CMS Energy Corp 857 50,520 0.10%
136 NUANCE COMM 2,685 50,397 0.10%
137 WESTMORELAND COAL CO 810 50,236 0.10%
138 CM FIN INC 3,442 50,116 0.10%
139 POWERSHARES ETF TRUST 1,807 50,000 0.10%
140 PROSHARES TR 1,568 49,878 0.10%
141 WISDOMTREE TR 2,431 49,860 0.10%
142 Market Vector Junior 1,177 49,740 0.10%
143 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 1,423 48,766 0.10%
144 WisdomTree Earnings 500 ETF 712 48,576 0.10%
145 MCKESSON CORP 258 48,042 0.10%
146 COMMONWEALTH REIT 1,820 47,902 0.10%
147 CLAYMORE EXCHANGE TRD FD TR 959 47,575 0.10%
148 LYONDELLBASELL INDUSTRIES N 484 47,263 0.10%
149 KIMBERLY CLARK CORP 424 47,157 0.10%
150 FEDEX CORP 310 46,928 0.10%
Page 3 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO & CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUPINC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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