| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 162,866 | 2,371,000 | 16.76% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 146,619 | 2,134,000 | 15.09% | ||
| 3 | Yorktown Management & Research Co Inc | 119,434 | 1,739,000 | 12.30% | ||
| 4 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 80,329 | 1,170,000 | 8.27% | ||
| 5 | STIFEL FINANCIAL CORP | 73,187 | 1,066,000 | 7.54% | ||
| 6 | STEPHENS INC /AR/ | 62,792 | 914,000 | 6.46% | ||
| 7 | RUSSELL FRANK CO/ | 64,853 | 879,000 | 6.22% | ||
| 8 | ClariVest Asset Management LLC | 57,144 | 832,000 | 5.88% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 47,125 | 686,000 | 4.85% | ||
| 10 | GOLDMAN SACHS GROUP INC | 27,669 | 403,000 | 2.85% | ||
| 11 | CITADEL ADVISORS LLC | 27,517 | 401,000 | 2.84% | ||
| 12 | GSA CAPITAL PARTNERS LLP | 20,696 | 301,000 | 2.13% | ||
| 13 | OPPENHEIMER & CO INC | 19,900 | 290,000 | 2.05% | ||
| 14 | JANE STREET GROUP, LLC | 15,000 | 219,000 | 1.55% | ||
| 15 | MORGAN STANLEY | 14,546 | 212,000 | 1.50% | ||
| 16 | BANQUE PICTET & CIE SA | 12,880 | 188,000 | 1.33% | ||
| 17 | MILLENNIUM MANAGEMENT LLC | 12,262 | 179,000 | 1.27% | ||
| 18 | DEUTSCHE BANK AG\ | 5,230 | 76,000 | 0.54% | ||
| 19 | Ground Swell Capital, LLC | 3,442 | 50,000 | 0.35% | ||
| 20 | Tower Research Capital LLC (TRC) | 1,290 | 19,000 | 0.13% | ||
| 21 | B. Riley Wealth Management, Inc. | 1,000 | 14,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
