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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 33 Institutional holders with a total value of $106,341,658.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JANE STREET GROUP, LLC 417,062 31,109,000 29.25%
2 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 221,240 16,502,000 15.52%
3 Virtu KCG Holdings LLC 179,281 13,373,000 12.58%
4 NIEMANN CAPITAL MANAGEMENT INC 156,061 11,641,000 10.95%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 115,018 8,579,000 8.07%
6 BBVA USA Bancshares, Inc. 109,289 8,152,000 7.67%
7 ENVESTNET ASSET MANAGEMENT INC 42,382 3,161,000 2.97%
8 BANK OF AMERICA CORP /DE/ 35,659 2,660,000 2.50%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,111 2,171,000 2.04%
10 ProVise Management Group, LLC 27,896 2,081,000 1.96%
11 Noven Financial Group, Inc. 15,281 1,140,000 1.07%
12 Argentus Capital Management, LLC 13,207 985,000 0.93%
13 LPL Financial LLC 13,096 977,000 0.92%
14 Private Advisor Group, LLC 8,104 604,000 0.57%
15 Commonwealth Equity Services, Inc 7,593 566,000 0.53%
16 B. Riley Wealth Advisors, Inc. 14,622 545,872 0.51%
17 UBS AG 6,208 463,000 0.44%
18 MORGAN STANLEY 5,112 382,000 0.36%
19 Prospera Financial Services Inc 2,762 206,000 0.19%
20 ROYAL BANK OF CANADA 2,318 173,000 0.16%
21 WELLS FARGO & COMPANY/MN 2,285 170,000 0.16%
22 Creative Planning 2,000 149,000 0.14%
23 WFG Advisors, LP 1,778 133,000 0.13%
24 Advisors Preferred, LLC 1,280 95,475 0.09%
25 Partnervest Advisory Services LLC 1,200 90,000 0.08%
26 Ground Swell Capital, LLC 726 54,000 0.05%
27 NEW ENGLAND SECURITIES CORP /MA/ 500 37,000 0.03%
28 DEUTSCHE BANK AG\ 500 37,000 0.03%
29 AMERICAN INTERNATIONAL GROUP, INC. 460 34,311 0.03%
30 BARCLAYS PLC 400 30,000 0.03%
31 FARMERS & MERCHANTS INVESTMENTS INC 276 21,000 0.02%
32 AMERIPRISE FINANCIAL INC 175 13,000 0.01%
33 CENTRAL TRUST Co 100 7,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.