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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1751 MERU NETWORKS INC 100 368 0.00%
1752 COLLABRX INC 197 368 0.00%
1753 RELM WIRELESS CORP 95 367 0.00%
1754 SGOCO GROUP LTD 180 367 0.00%
1755 China Housing and Land Develop 200 362 0.00%
1756 BANK OF THE ST JAMES FINL 40 362 0.00%
1757 ROI ACQUISITION CORP II 35 358 0.00%
1758 MEDICINOVA INC 175 355 0.00%
1759 KVH INDS INC COM 27 352 0.00%
1760 VESTIN RLTY MTG II INC 83 349 0.00%
1761 DEUTSCHE BK AG LONDON BRH 24 344 0.00%
1762 WISDOMTREE EMERGING 13 344 0.00%
1763 HIMAX TECHNOLOGIES INC 50 343 0.00%
1764 Columbia Labs Inc. 50 343 0.00%
1765 AVG Technologies NV 17 342 0.00%
1766 ANDATEE CHINA MARINE FUEL SV 200 326 0.00%
1767 LDR HLDG CORP COM 13 325 0.00%
1768 BOWL AMER INCORPORATED CLASS A 22 324 0.00%
1769 LEHIGH GAS PARTNERS LP UT LTD PTN INT 12 322 0.00%
1770 RELIV INTL INC COM NEW 200 320 0.00%
1771 AMERICA FIRST MULTIFAMILY IN 53 319 0.00%
1772 AOXING PHARMACEUTICAL CO INC 997 319 0.00%
1773 WI-LAN INC 100 317 0.00%
1774 RETROPHIN INC 27 317 0.00%
1775 Isoray Inc 100 312 0.00%
1776 MER TELEMANAGEMENT SOLUTIONS 200 312 0.00%
1777 EATON VANCE NJ MUNI INE T 24 304 0.00%
1778 Red Lion Hotels 55 301 0.00%
1779 GLOWPOINT INC 200 300 0.00%
1780 CURRENCYSHARES SWEDISH KRONA 2 297 0.00%
1781 CREXENDO INC 92 294 0.00%
1782 VESTIN REALTY MORTGAGE I INC 200 292 0.00%
1783 LENTUO INTERNATI SPON ADS 100 291 0.00%
1784 DGSE COMPANIES INC 200 290 0.00%
1785 UNITED STATES ANTIMONY CORP 200 284 0.00%
1786 LUBYS INC COM 48 282 0.00%
1787 SPDR INDEX SHS FDSDJ GLB RL ES ETF 6 280 0.00%
1788 SKYPEOPLE FRUIT JUICE INC 200 276 0.00%
1789 TRANSPORTADORA DE GAS SUR 100 276 0.00%
1790 SEQUANS COMMUNICATIONS S A 160 275 0.00%
1791 Ambient Corporation New 300 273 0.00%
1792 LIGHTPATH TECHNOLOGIES INC 200 272 0.00%
1793 NV5 HLDGS INC 100 270 0.00%
1794 TIGERLOGIC CORP 200 268 0.00%
1795 ISHARES TR 2 268 0.00%
1796 POKERTEK INC 200 264 0.00%
1797 INTERNET PATENTS CORP 84 260 0.00%
1798 ENZON PHARMACEUTICALS INC 248 258 0.00%
1799 GENVEC INC 100 257 0.00%
1800 KINGSWAY FINL SVCS INC 41 257 0.00%
Page 36 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED TECHNOLOGIES CORP 942 109 0.21%
52 OPUS BK IRVINE CALIF COM 3,600 105 0.20%
53 UNION PAC CORP 1,018 102 0.20%
54 US BANCORP DEL 2,340 101 0.20%
55 3M CO 704 101 0.20%
56 VANGUARD WORLD FD 965 101 0.20%
57 ABBVIE INC 1,778 100 0.19%
58 CVS HEALTH CORP 1,324 100 0.19%
59 MICRON TECHNOLOGY INC 3,040 100 0.19%
60 STRATTEC SEC CORP 1,527 98 0.19%
61 WASTE MGMT INC DEL 2,170 97 0.19%
62 GOLDMAN SACHS GROUP INC 572 96 0.19%
63 ALTRIA GROUP INC 2,230 94 0.18%
64 UNITEDHEALTH GROUP INC 1,108 91 0.18%
65 UNITED NATURAL FOODSINC 1,403 91 0.18%
66 OCCIDENTAL PETE CORP DEL 890 91 0.18%
67 BRISTOL MYERS SQUIBB CO 1,840 89 0.17%
68 SPDR INDEX SHS FDS 1,665 88 0.17%
69 FEI COMPANY 934 85 0.16%
70 MASTERCARD INCORPORATED 1,142 84 0.16%
71 BIOGEN INC 264 83 0.16%
72 HONEYWELL INTL INC 878 82 0.16%
73 UNITED PARCEL SERVICE INC 796 82 0.16%
74 PROSHARES TR 900 81 0.16%
75 CATERPILLAR INC 714 78 0.15%
76 ISHARES 10-20 YEAR TREASURY BOND ETF 602 78 0.15%
77 FORD MTR CO DEL 4,414 76 0.15%
78 Solar Capital Ltd. 3,508 75 0.15%
79 FIRST CTZNS BANCSHARES INC N 300 74 0.14%
80 SPDR S&P 600 SMALL CAP VALUE ETF 668 74 0.14%
81 NETSCOUT SYS INC 1,642 73 0.14%
82 MONSANTO CO NEW 588 73 0.14%
83 MADDEN STEVEN LTD COM 2,134 73 0.14%
84 EOG RES INC 616 72 0.14%
85 GW PHARMACEUTICALS PLC 674 72 0.14%
86 Walgreens 978 72 0.14%
87 Medtronic Inc 1,120 71 0.14%
88 Hewlett Packard Co 2,122 71 0.14%
89 PRICELINE GRP INC 58 70 0.14%
90 DOW CHEM CO 1,362 70 0.14%
91 METLIFE INC 1,258 70 0.14%
92 TIME WARNER INC 1,000 70 0.14%
93 LILLY ELI & CO 1,104 69 0.13%
94 DU PONT E I DE NEMOURS & CO 1,038 68 0.13%
95 POWER SOLUTIONS INTL INC 946 68 0.13%
96 TEXAS INSTRS INC 1,414 68 0.13%
97 HALLIBURTON CO 952 68 0.13%
98 ISRAMCO INC 527 67 0.13%
99 COLGATE PALMOLIVE CO 978 67 0.13%
100 ISHARES INC 2,357 66 0.13%
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