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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1751 MERU NETWORKS INC 100 368 0.00%
1752 COLLABRX INC 197 368 0.00%
1753 RELM WIRELESS CORP 95 367 0.00%
1754 SGOCO GROUP LTD 180 367 0.00%
1755 China Housing and Land Develop 200 362 0.00%
1756 BANK OF THE ST JAMES FINL GP 40 362 0.00%
1757 ROI ACQUISITION CORP II 35 358 0.00%
1758 MEDICINOVA INC 175 355 0.00%
1759 KVH INDS INC 27 352 0.00%
1760 VESTIN RLTY MTG II INC 83 349 0.00%
1761 DEUTSCHE BK AG LONDON BRH 24 344 0.00%
1762 WISDOMTREE EMERGING MARKETS QUALITY DIVIDEND GROWTH FUND 13 344 0.00%
1763 Himax Technologies Inc 50 343 0.00%
1764 Columbia Labs Inc. 50 343 0.00%
1765 AVG Technologies NV 17 342 0.00%
1766 ANDATEE CHINA MARINE FUEL SV 200 326 0.00%
1767 LDR HLDG CORP COM 13 325 0.00%
1768 BOWL AMER INC 22 324 0.00%
1769 LEHIGH GAS PARTNERS LP UT LTD PTN INT 12 322 0.00%
1770 RELIV INTL INC COM NEW 200 320 0.00%
1771 AMERICA FIRST MULTIFAMILY IN 53 319 0.00%
1772 AOXING PHARMACEUTICAL CO INC 997 319 0.00%
1773 WI-LAN INC 100 317 0.00%
1774 RETROPHIN INC 27 317 0.00%
1775 ISORAY INC 100 312 0.00%
1776 MER TELEMANAGEMENT SOLUTIONS 200 312 0.00%
1777 EATON VANCE NJ MUNI INCOME T 24 304 0.00%
1778 RED LION HOTELS CORP 55 301 0.00%
1779 GLOWPOINT INC 200 300 0.00%
1780 CurrencyShares Swedish Krona T 2 297 0.00%
1781 Crexendo Inc.(CXDO) 92 294 0.00%
1782 VESTIN REALTY MORTGAGE I INC 200 292 0.00%
1783 LENTUO INTERNATI SPON ADS 100 291 0.00%
1784 DGSE COMPANIES INC 200 290 0.00%
1785 UNITED STATES ANTIMONY CORP 200 284 0.00%
1786 LUBYS INC CMN STOCK CMN 48 282 0.00%
1787 SPDR DOW JONES GLOBAL REAL ESTATE ETF 6 280 0.00%
1788 SKYPEOPLE FRUIT JUICE INC 200 276 0.00%
1789 Transportadora De Gas Sur 100 276 0.00%
1790 SEQUANS COMMUNICATION 160 275 0.00%
1791 AMBIENT CORP COM NEW 300 273 0.00%
1792 LightPath Technologies, Inc. 200 272 0.00%
1793 NV5 HLDGS INC 100 270 0.00%
1794 TIGERLOGIC CORP 200 268 0.00%
1795 ISHARES TR 2 268 0.00%
1796 POKERTEK INC 200 264 0.00%
1797 INTERNET PATENTS CORP 84 260 0.00%
1798 ENZON PHARMACEUTICALS INC 248 258 0.00%
1799 GENVEC INC 100 257 0.00%
1800 KINGSWAY FINL SVCS INC COM NEW 41 257 0.00%
Page 36 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
201 AMERICAN TOWER 442 40 0.08%
202 FIRST TR EXCNGE TRD ALPHADEX 1,249 40 0.08%
203 Welltower Inc. 638 40 0.08%
204 NATIONAL OILWELL VARCO INC COM 480 40 0.08%
205 CELGENE CORP COM 454 39 0.08%
206 NORTHWESTERN CORP 750 39 0.08%
207 ZYNGA INC 12,248 39 0.08%
208 Clovis Oncology, Inc. 950 39 0.08%
209 ISHARES TR 816 39 0.08%
210 ACE LTD 376 39 0.08%
211 VIACOM INC NEW CL B 446 39 0.08%
212 POWERSHARES ETF TRUST 1,685 38 0.07%
213 ILLINOIS TOOL WORKS 438 38 0.07%
214 CBS CORP NEW CL B 618 38 0.07%
215 ADOBE SYSTEMS 520 38 0.07%
216 Stanley Black & Decker Inc Corp Unit 281 38 0.07%
217 IDACORP INC 643 37 0.07%
218 GENERAL MLS INC 700 37 0.07%
219 Johnson Controls Inc 744 37 0.07%
220 DEERE & CO 414 37 0.07%
221 DELTA AIR LINES INC DEL 950 37 0.07%
222 YAHOO INC 1,050 37 0.07%
223 WISDOMTREE TR 763 37 0.07%
224 PRIMEENERGY CORP 600 37 0.07%
225 PIONEER NAT RES CO 160 37 0.07%
226 BUFFALO WILD WINGS INC 221 37 0.07%
227 ENDURANCE INTL GROUP HLDGS I 2,363 36 0.07%
228 NORFOLK SOUTHN CORP COM 346 36 0.07%
229 DEXCOM INC COM 909 36 0.07%
230 SALESFORCE COM INC 628 36 0.07%
231 SCHWAB CHARLES CORP NEW 1,308 35 0.07%
232 WGL HOLDINGS INC. 806 35 0.07%
233 VIRTUSA CORP 970 35 0.07%
234 CHESAPEAKE ENRGY CVT PPD 4.50 12/31/49 355 35 0.07%
235 Nielsen Holdings PLC 722 35 0.07%
236 EXELON CORP COM 960 35 0.07%
237 CSX CORP 1,128 35 0.07%
238 Sunpower Corp 828 34 0.07%
239 EMC INS GROUP INC 1,096 34 0.07%
240 ECOLAB INC COM 304 34 0.07%
241 WEST PHARMACEUTICALS SVCS INC 805 34 0.07%
242 GOODRICH PETE CORP 1,236 34 0.07%
243 RANDGOLD RES LTD 396 34 0.07%
244 Anthem, Inc. 316 34 0.07%
245 CHEMED CORP NEW 363 34 0.07%
246 WISDOMTREE GLOBAL EX-US UTILITIES FUND 1,637 33 0.06%
247 FORUM ENERGY TECHNOLOGIES IN 898 33 0.06%
248 PPG INDS INC COM 156 33 0.06%
249 Southside Bancshares Inc 1,140 33 0.06%
250 DISCOVER FINL SVCS COM 528 33 0.06%
Page 5 of 40