Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1901 SELECT SECTOR SPDR TR 1 54 0.00%
1902 FIDELITY 2 54 0.00%
1903 WIRELESS TELECOM GROUP INC 20 53 0.00%
1904 POINT 360 COM 137 49 0.00%
1905 METHES ENERGIES INTL LTD 200 48 0.00%
1906 ARQULE INC 31 48 0.00%
1907 VILLAGE SUPER MKT INC 2 47 0.00%
1908 ATLANTICUS HLDGS CORP 16 45 0.00%
1909 RENESOLA LTD 15 44 0.00%
1910 China Sunergy Co Ltd 13 44 0.00%
1911 CENTRAL FEDERAL CORP NEW 29 43 0.00%
1912 PRO-DEX INC COLO 20 42 0.00%
1913 PERMA-FIX ENVIRONMENTAL SVCS 8 37 0.00%
1914 STERLING BANCORP DEL 3 36 0.00%
1915 PUTNAM MANAGED MUN INCOM TR 5 36 0.00%
1916 INTELLIGENT SYS CORP NEW 25 34 0.00%
1917 ZBB ENERGY CORPORATION 20 32 0.00%
1918 OCERA THERAPEUTICS INC 4 31 0.00%
1919 Pacific Sunwear Calif Inc 13 31 0.00%
1920 CONATUS PHARMACEUTICALS INC 3 27 0.00%
1921 CADIZ INC 3 25 0.00%
1922 REALPAGE INC 1 22 0.00%
1923 Ultrapetrol (Bahamas) Ltd 7 21 0.00%
1924 ROI ACQUISITION CORP II 60 21 0.00%
1925 CAROLINA TR BK LINCOLNTON NC 4 20 0.00%
1926 OSSEN INNOVATION CO LTD 20 20 0.00%
1927 RADNET INC 3 20 0.00%
1928 BODY CENT CORP 23 20 0.00%
1929 INFOSONICS CORP 8 19 0.00%
1930 OPTICAL CABLE CORP 4 16 0.00%
1931 NEUROCRINE BIOSCIENCES INC 1 15 0.00%
1932 TILE SHOP HLDGS INC 1 15 0.00%
1933 BG Medicine, Inc. 8 8 0.00%
1934 MEDGENICS INC 1 8 0.00%
1935 MAJESCO ENTERTAINMENT CO COM PAR NEW 3 7 0.00%
1936 SMTC CORP 2 4 0.00%
1937 COEUR MNG INC 3 3 0.00%
1938 Apricus Biosciences, Inc. 1 2 0.00%
1939 IKANOS COMMUNICATIONS INC 1 0 0.00%
Page 39 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
401 LA Z BOY INC 906 21 0.04%
402 CHIPOTLE MEXICAN GRILL INC 34 20 0.04%
403 SHERWIN WILLIAMS CO 96 20 0.04%
404 LULULEMON ATHLETICA INC 500 20 0.04%
405 BARCLAYS BK PLC 285 20 0.04%
406 IROBOT CORP 495 20 0.04%
407 AVAGO TECHNOLOGIES 280 20 0.04%
408 HERCULES CAPITAL INC 1,214 20 0.04%
409 ISHARES SILVER TRUST 1,000 20 0.04%
410 ZIMMER BIOMET HLDGS INC 190 20 0.04%
411 SAPIENT CORP 1,230 20 0.04%
412 CROSS TIMBERS RTY TR 600 20 0.04%
413 ELECTRONICS FOR IMAGING INC 436 20 0.04%
414 ENSCO PLC 362 20 0.04%
415 CONAGRA BRANDS INC 670 20 0.04%
416 ROCKWELL AUTOMATION INC 156 20 0.04%
417 COLLECTORS UNIVERSE INC 1,000 20 0.04%
418 BOSTON PROPERTIES INC 172 20 0.04%
419 CINCINNATI BELL INC NEW 400 19 0.04%
420 DOLLAR GEN CORP NEW 330 19 0.04%
421 J & J SNACK FOODS CORP 205 19 0.04%
422 KELLOGG CO 288 19 0.04%
423 FIRST TR EXCH TRADED FD II 500 19 0.04%
424 FIRST TR EXCH TRD ALPHA FD I 445 19 0.04%
425 TRINITY BIOTECH PLC 828 19 0.04%
426 WYNN RESORTS LTD 90 19 0.04%
427 VIPSHOP HLDGS LTD 100 19 0.04%
428 CONSOLIDATED EDISON INC 328 19 0.04%
429 NEXTERA ENERGY INC 325 19 0.04%
430 BOSTON SCIENTIFIC CORP 1,482 19 0.04%
431 AMERISOURCEBERGEN CORP 256 19 0.04%
432 HOST HOTELS & RESORTS INC 848 19 0.04%
433 NEW ENGLAND RLTY ASSOC LTD P 384 19 0.04%
434 CMS ENERGY CORP 606 19 0.04%
435 EL PASO ENERGY CAP TR I 352 19 0.04%
436 MTGE INVT CORP 876 18 0.03%
437 POPULAR INC 530 18 0.03%
438 CHESAPEAKE ENERGY CORP 566 18 0.03%
439 KEURIG GREEN MTN INC 144 18 0.03%
440 HORACE MANN EDUCATORS CORP N COM 562 18 0.03%
441 FLEXSTEEL INDS INC 548 18 0.03%
442 FIVE BELOW INC 453 18 0.03%
443 EQT CORP 168 18 0.03%
444 RAMCO-GERSHENSON PPTYS TR 300 18 0.03%
445 ALTISOURCE RESIDENTIAL CORP 703 18 0.03%
446 UMB FINL CORP 283 18 0.03%
447 DISCOVERY COMMUNICATNS NEW 248 18 0.03%
448 O REILLY AUTOMOTIVE INC NEW 120 18 0.03%
449 CARNIVAL CORP 490 18 0.03%
450 FIRST TR EXCHANGE TRADED FD 589 18 0.03%
Page 9 of 40