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OCERA THERAPEUTICS INC
OCERA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 33 Institutional holders with a total value of $33,347,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VHCP Management, LLC 703,730 5,376,000 16.12%
2 QVT Financial LP 694,227 5,062,000 15.18%
3 MILLENNIUM MANAGEMENT LLC 495,388 3,785,000 11.35%
4 RA CAPITAL MANAGEMENT, L.P. 490,697 3,749,000 11.24%
5 GREAT POINT PARTNERS LLC 296,944 2,269,000 6.80%
6 DEERFIELD MANAGEMENT COMPANY, L.P. 261,119 1,995,000 5.98%
7 JENNISON ASSOCIATES LLC 238,152 1,819,000 5.45%
8 VANGUARD GROUP INC 207,311 1,584,000 4.75%
9 DAFNA Capital Management LLC 160,622 1,227,000 3.68%
10 SABBY MANAGEMENT, LLC 151,358 1,156,000 3.47%
11 PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 133,789 1,022,000 3.06%
12 SPHERA FUNDS MANAGEMENT LTD. 127,048 971,000 2.91%
13 Ghost Tree Capital, LLC 100,000 764,000 2.29%
14 RENAISSANCE TECHNOLOGIES LLC 63,749 487,000 1.46%
15 FMR LLC 58,000 443,000 1.33%
16 PRICE T ROWE ASSOCIATES INC /MD/ 32,442 248,000 0.74%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,711 235,000 0.70%
18 BlackRock Fund Advisors 26,781 205,000 0.61%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,460 187,000 0.56%
20 Bank of New York Mellon Corp 21,703 166,000 0.50%
21 MORGAN STANLEY 18,309 140,000 0.42%
22 TURNER INVESTMENTS LLC 17,820 136,000 0.41%
23 GLENMEDE TRUST CO NA 11,352 86,000 0.26%
24 KMS FINANCIAL SERVICES, INC 10,000 76,000 0.23%
25 Weiss Multi-Strategy Advisers LLC 10,000 76,000 0.23%
26 BANK OF AMERICA CORP /DE/ 4,700 36,000 0.11%
27 BlackRock Investment Management, LLC 1,662 13,000 0.04%
28 BANK OF MONTREAL /CAN/ 1,300 10,000 0.03%
29 Tower Research Capital LLC (TRC) 1,028 8,000 0.02%
30 CITIGROUP INC 1,000 8,000 0.02%
31 WELLS FARGO & COMPANY/MN 925 7,000 0.02%
32 BARCLAYS PLC 200 1,000 0.00%
33 ROYAL BANK OF CANADA 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.