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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1651 STILLWATER MNG CO 1,508 26 0.05%
1652 STONE HBR EMERG MKTS TL INC 100 2 0.00%
1653 STONE HBR EMERG MRKTS INC FD COM 380 8 0.02%
1654 STONEGATE BANK 287 7 0.01%
1655 STRATEGIC HOTELS & RESORTS I 100 1 0.00%
1656 STRATTEC SEC CORP COM 1,527 98 0.19%
1657 STRAYER EDUCATION INC 187 10 0.02%
1658 STREAMLINE HEALTH SOLUTIONS COM 200 1 0.00%
1659 STRYKER CORP 330 28 0.05%
1660 STURM RUGER & CO INC 15 1 0.00%
1661 SUFFOLK BANCORP COM 91 2 0.00%
1662 SUMMER INFANT INC 2,096 6 0.01%
1663 SUMMIT FINANCIAL GROUP INC COM 159 2 0.00%
1664 SUMMIT HOTEL PPTYS 442 5 0.01%
1665 SUN HYDRAULICS CORPORATION 296 12 0.02%
1666 SUNCOKE ENERGY PARTNERS L P 70 2 0.00%
1667 SUNEDISON INC 647 15 0.03%
1668 SUNEDISON SEMICONDUCTOR LTD 200 3 0.01%
1669 SUNGY MOBILE LTD 198 3 0.01%
1670 SUNPOWER CORP 828 34 0.07%
1671 SUNSTONE HOTEL INVS INC NEW 100 3 0.01%
1672 SUNTRUST BKS INC 300 2 0.00%
1673 SUNTRUST BKS INC 300 3 0.01%
1674 SUNTRUST BKS INC 598 24 0.05%
1675 SUPER MICRO COMPUTER INC COM 234 6 0.01%
1676 SUPERTEL HOSPITALITY INC MD 300 2 0.00%
1677 SUPREME INDS INC 200 1 0.00%
1678 SURGICAL CARE AFFILIATES ORD 269 8 0.02%
1679 SUSSER HLDGS CORP COM 191 15 0.03%
1680 SUSSEX BANCORP 468 4 0.01%
1681 SUTRON CORP 571 3 0.01%
1682 SWIFT TRANSN CO 1,097 28 0.05%
1683 SYMANTEC CORP 774 18 0.03%
1684 SYNAGEVA BIOPHARMA CORP 100 10 0.02%
1685 SYNALLOY CP DEL 100 2 0.00%
1686 SYNCHRONOSS TECHNOLOGIES INC 273 10 0.02%
1687 SYNERGY PHARMACEUTICALS DEL 1,149 5 0.01%
1688 SYNOPSYS INC 100 4 0.01%
1689 SYNTHETIC BIOLOGICS INCORPORATED 370 1 0.00%
1690 SYSCO CORP 1,626 61 0.12%
1691 SYSTEMAX INC COM 200 3 0.01%
1692 Safeway Inc - Safeway PDC LLC CVR 258 9 0.02%
1693 Schawk Inc 92 2 0.00%
1694 Scorpio Bulkers Inc. 100 1 0.00%
1695 ServisFirst Bancshares Inc 3,024 261 0.51%
1696 Sigma-Aldrich 225 23 0.04%
1697 Silvercrest Asset Management G 383 7 0.01%
1698 Skyline Corporation 185 1 0.00%
1699 Smartpros Ltd 334 1 0.00%
1700 Southwest Georgia Financial Corp 498 7 0.01%
Page 34 of 40