| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 12,300,768 | 21,157,000 | 63.98% | ||
| 2 | MSD Partners, L.P. | 2,675,000 | 4,601,000 | 13.91% | ||
| 3 | Knoll Capital Management, LLC | 1,360,000 | 2,394,000 | 7.24% | ||
| 4 | VANGUARD GROUP INC | 1,185,515 | 2,039,000 | 6.17% | ||
| 5 | ROYCE & ASSOCIATES LP | 276,000 | 475,000 | 1.44% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 207,490 | 357,000 | 1.08% | ||
| 7 | TFS CAPITAL LLC | 200,407 | 345,000 | 1.04% | ||
| 8 | Janney Montgomery Scott LLC | 156,565 | 269,292 | 0.81% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 149,093 | 256,000 | 0.77% | ||
| 10 | BlackRock Fund Advisors | 107,349 | 185,000 | 0.56% | ||
| 11 | A.R.T. Advisors, LLC | 104,742 | 180,000 | 0.54% | ||
| 12 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 100,350 | 173,000 | 0.52% | ||
| 13 | NORTHERN TRUST CORP | 59,405 | 102,000 | 0.31% | ||
| 14 | GOLDMAN SACHS GROUP INC | 49,812 | 86,000 | 0.26% | ||
| 15 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 40,000 | 69,000 | 0.21% | ||
| 16 | Wilmington Trust, National Association | 36,451 | 63,000 | 0.19% | ||
| 17 | Bank of New York Mellon Corp | 35,524 | 61,000 | 0.18% | ||
| 18 | MORGAN STANLEY | 32,209 | 55,000 | 0.17% | ||
| 19 | HAMILTON LANE ADVISORS LLC | 23,855 | 41,000 | 0.12% | ||
| 20 | STIFEL FINANCIAL CORP | 22,000 | 38,000 | 0.11% | ||
| 21 | THOMPSON DAVIS & CO., INC. | 20,000 | 34,000 | 0.10% | ||
| 22 | CITADEL ADVISORS LLC | 19,231 | 33,000 | 0.10% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 14,796 | 25,000 | 0.08% | ||
| 24 | BlackRock Investment Management, LLC | 7,525 | 13,000 | 0.04% | ||
| 25 | UBS AG | 3,237 | 6,000 | 0.02% | ||
| 26 | GLENMEDE TRUST CO NA | 2,360 | 4,000 | 0.01% | ||
| 27 | BNP PARIBAS FINANCIAL MARKETS | 1,104 | 1,899 | 0.01% | ||
| 28 | Ground Swell Capital, LLC | 370 | 1,000 | 0.00% | ||
| 29 | Tower Research Capital LLC (TRC) | 579 | 1,000 | 0.00% | ||
| 30 | CITIGROUP INC | 484 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
