| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 389,285 | 7,848,000 | 39.98% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 260,968 | 5,261,000 | 26.80% | ||
| 3 | UBS AG | 80,354 | 1,620,000 | 8.25% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 53,625 | 1,081,000 | 5.51% | ||
| 5 | Private Harbour Investment Management & Counsel, LLC | 53,100 | 1,070,000 | 5.45% | ||
| 6 | Invesco Ltd. | 34,088 | 687,000 | 3.50% | PRN | |
| 7 | Court Place Advisors, LLC | 21,200 | 427,000 | 2.18% | ||
| 8 | LPL Financial LLC | 17,122 | 345,000 | 1.76% | ||
| 9 | ROYAL BANK OF CANADA | 14,106 | 284,000 | 1.45% | ||
| 10 | WEDBUSH SECURITIES INC | 13,761 | 277,000 | 1.41% | ||
| 11 | Robert W. Baird & Co. Inc | 13,258 | 267,000 | 1.36% | ||
| 12 | DAVENPORT & Co LLC | 11,550 | 232,848 | 1.19% | ||
| 13 | WELLS FARGO & COMPANY/MN | 5,300 | 107,000 | 0.55% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 2,526 | 51,000 | 0.26% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 2,164 | 44,000 | 0.22% | ||
| 16 | CITIGROUP INC | 507 | 10,000 | 0.05% | ||
| 17 | WASHINGTON TRUST BANK | 306 | 6,000 | 0.03% | ||
| 18 | Creative Planning | 204 | 4,000 | 0.02% | ||
| 19 | AMERIPRISE FINANCIAL INC | 200 | 4,000 | 0.02% | ||
| 20 | Ground Swell Capital, LLC | 100 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
