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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
451 PAREXEL INTERNATIONAL CORPORATION 386 24,353 0.05%
452 POWERSHARES ETF TR II 889 24,172 0.05%
453 XEROX CORP 1,827 24,171 0.05%
454 ALERE INC 74 24,109 0.05%
455 WELLS FARGO & CO NEW 20 24,090 0.05%
456 BROWN FORMAN CORP 267 24,089 0.05%
457 METTLER-TOLEDO 94 24,076 0.05%
458 KITE PHARMA INCORPORATED 842 23,997 0.05%
459 PUMA BIOTECHNOLOGY 100 23,857 0.05%
460 MOSAIC CO NEW 537 23,848 0.05%
461 NORTHEASTUTILITI 534 23,656 0.04%
462 LINCOLN NATL CORP IND 441 23,629 0.04%
463 ANI PHARMACEUTICALS INC 833 23,557 0.04%
464 ENTERGY CORP NEW 303 23,431 0.04%
465 EQT CORP 255 23,343 0.04%
466 REGIONS FINANCIAL CORP NEW 2,325 23,343 0.04%
467 ARROW ELECTRONICS 420 23,247 0.04%
468 WHOLE FOODS MKT INC 609 23,209 0.04%
469 BARCLAYS BK PLC 500 23,070 0.04%
470 BALCHEM CORP 406 22,967 0.04%
471 PROGRESSIVE CORP OHIO 906 22,904 0.04%
472 NEWMARKET CORP 60 22,861 0.04%
473 MTS SYS CORP 333 22,731 0.04%
474 XCERRA CORP 2,321 22,723 0.04%
475 OMNICARE CAP TR I 300 22,716 0.04%
476 DTE ENERGY CO 297 22,596 0.04%
477 MARRIOTT VACATIONS WORLDWIDE C COM 356 22,574 0.04%
478 AIRGAS INC 204 22,573 0.04%
479 HYSTER YALE MATLS HANDLING I 315 22,560 0.04%
480 HURON CONSULTING 370 22,559 0.04%
481 STANCORP FINL GROUP INC COM 357 22,555 0.04%
482 KANSAS CITY SOUTHERN 186 22,543 0.04%
483 JARDEN CORP 375 22,541 0.04%
484 DOUGLAS EMMETT INC COM 875 22,461 0.04%
485 BED BATH & BEYOND INC 339 22,316 0.04%
486 Monster Beverage Corpo 243 22,276 0.04%
487 CLEARWATER PAPER CORP COM 370 22,241 0.04%
488 GGCP Holdings LLC 314 22,212 0.04%
489 Winmark Corp 300 22,050 0.04%
490 QUAKER CHEM CORP 305 21,865 0.04%
491 NISOURCE 531 21,760 0.04%
492 DARDEN RESTAURANTS INC 422 21,716 0.04%
493 GATX CORP 370 21,597 0.04%
494 WATTS WATER TECHNOLOGIES INC 370 21,553 0.04%
495 FMC TECHNOLOGIES INC 396 21,507 0.04%
496 SENECA FOODS CORP NEW 700 21,350 0.04%
497 ROVI CORP COM EXCHANGEDFOR CU 1,079 21,305 0.04%
498 HARLEY DAVIDSON INC 366 21,301 0.04%
499 RYMAN HOSPITALITY PPTYS INC 450 21,285 0.04%
500 GLOBAL X FDS 1,268 21,276 0.04%
Page 10 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
Page 2 of 48