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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 167,628 0.32%
52 WYNN RESORTS LTD 856 160,140 0.30%
53 3M CO 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 Linear Technology Corp 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 STARBUCKS CORP 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 GOLDMAN SACHS GROUP INC 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS HEALTH CORP 1,553 123,603 0.23%
71 MASTERCARD INCORPORATED 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TR 1,688 118,278 0.22%
75 ALLERGAN PLC 485 117,021 0.22%
76 DORMAN PRODUCTS INC 2,896 116,014 0.22%
77 ABBOTT LABS 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 Hewlett Packard Co 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 WISDOMTREE TR 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD 984 107,699 0.20%
85 RANDGOLD RES LTD 1,590 107,468 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 106,580 0.20%
87 NIKE INC 1,185 105,702 0.20%
88 CELGENE CORP 1,110 105,206 0.20%
89 CATERPILLAR INC 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 OFFICE DEPOT INC 20,247 104,070 0.20%
92 FS KKR CAPITAL CORP COM 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 Medtronic Inc 1,650 102,218 0.19%
95 METLIFE INC 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
201 MYOS CORP 3,778 54 0.10%
202 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 640 53 0.10%
203 YUM BRANDS INC 741 53 0.10%
204 RAYTHEON CO 525 53 0.10%
205 INSULET CORPORATION 1,435 53 0.10%
206 GENERAL MLS INC 1,032 52 0.10%
207 CARDINAL HEALTH INC 699 52 0.10%
208 POWERSHARES ETF TRUST II 2,074 51 0.10%
209 EATON CORP PLC 801 51 0.10%
210 VALERO ENERGY CORP NEW 1,107 51 0.10%
211 CORNING INC 2,625 51 0.10%
212 DELTA AIRLINES INC DEL 1,422 51 0.10%
213 KRAFT HEINZ CO COM 902 51 0.10%
214 Nielsen Holdings B.V. 1,120 50 0.09%
215 GLOBAL X FDS 4,928 50 0.09%
216 SPDR INDEX SHS FDS 1,764 50 0.09%
217 AUTOZONE INC 98 50 0.09%
218 DISCOVER FINL SVCS 780 50 0.09%
219 CABOT OIL & GAS CORP 1,533 50 0.09%
220 GLOBAL X FDS 2,371 50 0.09%
221 MARTIN MARIETTA MATLS INC 380 49 0.09%
222 ISHARES MSCI CHINA SMALL-CAP ETF 1,041 49 0.09%
223 VIACOM INC NEW 642 49 0.09%
224 NXSTAGE MED INC COM 3,720 49 0.09%
225 JOHNSON CTLS INTL PLC 1,122 49 0.09%
226 CLAYMORE EXCHANGE TRD FD 1,810 49 0.09%
227 ISHARES TRUST NEW ZEALAND ETF 1,263 49 0.09%
228 AMERICAN ELEC PWR INC 910 48 0.09%
229 NETEASE INC 562 48 0.09%
230 RYDEX ETF TRUST 818 48 0.09%
231 MARSH & MCLENNAN COS INC 918 48 0.09%
232 BAKER HUGHES INC 732 48 0.09%
233 S&P GLOBAL INC 573 48 0.09%
234 AMEDISYS INC COM 2,397 48 0.09%
235 PIONEER NAT RES CO 240 47 0.09%
236 FREEPORT-MCMORAN INC 1,452 47 0.09%
237 NETFLIX INC 102 46 0.09%
238 CLAYMORE EXCHANGE TRD FD TR 1,017 46 0.09%
239 FRANKLIN RESOURCES INC 845 46 0.09%
240 BB&T CORP 1,212 45 0.09%
241 AFLAC INC 765 45 0.09%
242 ALLSTATE CORP 732 45 0.09%
243 ENSTAR GROUP LIMITED COM 327 45 0.09%
244 WASTE MGMT INC DEL 942 45 0.09%
245 ISHARES TR 495 45 0.09%
246 DEERE & CO 553 45 0.09%
247 VERTEX PHARMACEUTICALS INC 402 45 0.09%
248 SPDR INDEX SHS FDS 739 45 0.09%
249 PERRIGO CO PLC 291 44 0.08%
250 FIRST TR LRG CP VL ALPHADEX 1,029 44 0.08%
Page 5 of 48