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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 167,628 0.32%
52 WYNN RESORTS LTD 856 160,140 0.30%
53 3M CO 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 LINEAR TECHNOLOGY CORP 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 STARBUCKS CORP 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 GOLDMAN SACHS GROUP INC 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS HEALTH CORP 1,553 123,603 0.23%
71 MASTERCARD INCORPORATED 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TR 1,688 118,278 0.22%
75 ACTAVIS PLC 485 117,021 0.22%
76 DORMAN PRODUCTS INC 2,896 116,014 0.22%
77 ABBOTT LABS 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 Hewlett Packard Co 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 WISDOMTREE TR 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD 984 107,699 0.20%
85 RANDGOLD RES LTD 1,590 107,468 0.20%
86 PROSHARES ULTRAPRO QQQ 1,232 106,580 0.20%
87 NIKE INC 1,185 105,702 0.20%
88 CELGENE CORP 1,110 105,206 0.20%
89 CATERPILLAR INC 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 OFFICE DEPOT INC 20,247 104,070 0.20%
92 FS KKR CAPITAL CORP COM 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 MEDTRONIC INC 1,650 102,218 0.19%
95 METLIFE INC 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 485 4 0.01%
2 ARCH COAL INC 300 1 0.00%
3 ASM INTL N V 64 2 0.00%
4 BROOKFIELD CANADA OFFICE PROPERTIES 580 14 0.03%
5 CROWN CASTLE CNV PFD 38 4 0.01%
6 HERSHA HOSPITALITY TR 1,000 6 0.01%
7 LATAM AIRLINES GROUP S A 197 10 0.02%
8 Mylan Laboratories Inc 8,310 378 0.71%
9 "MORGAN STANLEY " 122 2 0.00%
10 * ELONG INC SPONSORED ADR 294 6 0.01%
11 1st Source Corp 506 14 0.03%
12 3M CO 1,091 155 0.29%
13 51JOB INC 367 11 0.02%
14 8X8 INC NEW COM 302 2 0.00%
15 A-MARK PRECIOUS METALS INC 133 2 0.00%
16 A10 NETWORKS 1,080 10 0.02%
17 AAON INC 200 3 0.01%
18 AAR CORP COM 200 5 0.01%
19 ABB LTD 100 2 0.00%
20 ABBOTT LABS 2,774 115 0.22%
21 ABBVIE INC 2,954 171 0.32%
22 ABERCROMBIE & FITCH CO 437 16 0.03%
23 ABERDEEN ASIA PACIFIC INCOM 900 5 0.01%
24 ABERDEEN EMERGING MKTS SMALL 200 3 0.01%
25 ABERDEEN GTR CHINA FD INC 200 2 0.00%
26 ABERDEEN JAPAN EQUITY FD INC 100 1 0.00%
27 ABIOMED INC 629 16 0.03%
28 ABM INDS INC 200 5 0.01%
29 ACADIA COMPANY COM 200 10 0.02%
30 ACCELERATE DIAGNOSTICS INC 100 2 0.00%
31 ACCENTURE PLC IRELAND 1,186 96 0.18%
32 ACCESS NATL CORP COM 418 7 0.01%
33 ACCURIDE CORP NEW 400 2 0.00%
34 ACE LTD 567 59 0.11%
35 ACETO CORP 100 2 0.00%
36 ACI WORLDWIDE INC 386 7 0.01%
37 ACME UTD CORP COM 500 8 0.02%
38 ACTAVIS PLC 485 117 0.22%
39 ACTUANT CORP 626 19 0.04%
40 ACTUATE CORP 200 1 0.00%
41 ACUITY BRANDS INC 84 10 0.02%
42 ADAMS RES & ENERGY INC 121 5 0.01%
43 ADEPTUS HEALTH INC CL A 186 5 0.01%
44 ADOBE INC 798 55 0.10%
45 ADVANCED DRAIN SYS INC DEL 403 8 0.02%
46 ADVANCED EMISSIONS SOLUTS IN 118 3 0.01%
47 ADVENT CLAYMORE CV SECS & INCORPORATED 113 2 0.00%
48 ADVENT CLAYMORE ENH GRW & IN 305 3 0.01%
49 ADVISORSHARES TR 1,074 54 0.10%
50 AEP INDUSTRIES ORD 427 16 0.03%
Page 1 of 48