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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
251 PERRIGO CO PLC 291 43,705 0.08%
252 FIRST TR LRG CP VL ALPHADEX 1,029 43,681 0.08%
253 Alcoa 2,702 43,475 0.08%
254 CUMMINS INC 329 43,421 0.08%
255 HORIZON PHARMA PLC 3,505 43,041 0.08%
256 FIRST TR EXCNGE TRD ALPHADEX 1,552 43,013 0.08%
257 AON PLC 489 42,871 0.08%
258 MARATHON OIL CORP 1,137 42,740 0.08%
259 CME GROUP INC 531 42,456 0.08%
260 EXELON CORP 1,241 42,306 0.08%
261 AIR PRODS & CHEMS INC 324 42,178 0.08%
262 INTUIT 480 42,072 0.08%
263 PUBLIC SVC ENTERPRISE GRP IN 1,120 41,709 0.08%
264 M D C HLDGS INC COM 1,644 41,626 0.08%
265 HESS CORP 441 41,595 0.08%
266 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 831 41,342 0.08%
267 SEMPRA ENERGY 390 41,098 0.08%
268 Pope Resources Ltd 600 40,932 0.08%
269 DOMINOS PIZZA INC 529 40,712 0.08%
270 STRYKER CORP 504 40,698 0.08%
271 DISH NETWORK A 627 40,492 0.08%
272 VANGUARD SCOTTSDALE FDS 505 40,334 0.08%
273 SPDR INDEX SHS FDS 580 40,333 0.08%
274 PUBLIC STORAGE 243 40,299 0.08%
275 CONAGRA BRANDS INC 1,213 40,078 0.08%
276 MARKEL CORP 63 40,077 0.08%
277 MICROSTRATEGY INC CL A NEW 302 39,514 0.07%
278 MARRIOTT INTL INC NEW 565 39,494 0.07%
279 AUTONATION INC 782 39,342 0.07%
280 DUNKIN BRANDS GROUP INC COM 876 39,262 0.07%
281 AMERIPRISE FINL INC 315 38,865 0.07%
282 ST JUDE MED INC 645 38,784 0.07%
283 ZIMMER BIOMET HLDGS INC 384 38,611 0.07%
284 TE CONNECTIVITY LTD 690 38,150 0.07%
285 HINGHAM INSTN SVGS MASS 467 38,084 0.07%
286 VIPSHOP HLDGS LTD 200 37,802 0.07%
287 American Capital Agency 1,773 37,676 0.07%
288 EQUITY RESIDENTIAL 609 37,502 0.07%
289 DBX ETF TR 1,449 37,341 0.07%
290 SPDR S&P 600 SMALL CAP VALUE ETF 364 37,241 0.07%
291 HOST HOTELS & RESORTS INC 1,742 37,157 0.07%
292 SPDR INDEX SHS FDS 1,447 37,130 0.07%
293 SANDISK CORP 378 37,025 0.07%
294 COGNIZANT TECHNOLOGY SOLUTIO 826 36,980 0.07%
295 Chubb Corporation 405 36,887 0.07%
296 BECTON DICKINSON & CO 324 36,874 0.07%
297 AVAGO TECHNOLOGIES LTD SHS 423 36,801 0.07%
298 ISHARES TR 713 36,463 0.07%
299 LORILLARD 606 36,305 0.07%
300 WESTERN DIGITAL CORP 372 36,203 0.07%
Page 6 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206 4.17%
2 EXXON MOBIL CORP 7,238 681 1.29%
3 MICROSOFT CORP 13,885 644 1.22%
4 ISHARES 14,824 644 1.22%
5 JOHNSON & JOHNSON 4,755 507 0.96%
6 GENERAL ELECTRIC CO 18,003 461 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424 0.80%
8 WELLS FARGO & CO NEW 8,007 415 0.78%
9 PROCTER AND GAMBLE CO 4,682 392 0.74%
10 JPMORGAN CHASE & CO 6,342 382 0.72%
11 National Australia Bank ADR 8,310 378 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331 0.63%
14 BLACKBERRY LTD 33,060 329 0.62%
15 PFIZER INC 10,689 316 0.60%
16 AT&T INC 8,742 308 0.58%
17 BANK AMER CORP 17,727 302 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 297 0.56%
19 INTEL CORP 8,346 291 0.55%
20 MERCK & CO INC 4,863 288 0.54%
21 CHEVRON CORP NEW 2,400 286 0.54%
22 COCA COLA CO 6,654 284 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 282 0.53%
25 GOOGLE INC 480 277 0.52%
26 QUALCOMM INC 3,671 274 0.52%
27 GILEAD SCIENCES INC 2,547 271 0.51%
28 CITIGROUPINC 5,112 265 0.50%
29 PHILIP MORRIS INTL INC 3,134 261 0.49%
30 FACEBOOK INC 3,288 260 0.49%
31 SIGMA ALDRICH 1,883 256 0.48%
32 VISA INC 1,131 241 0.46%
33 PEPSICO INC 2,548 237 0.45%
34 CISCO SYS INC 9,295 234 0.44%
35 WAL-MART STORES INC 2,911 223 0.42%
36 GOPRO INC 2,377 223 0.42%
37 AMGEN INC 1,581 222 0.42%
38 SCHLUMBERGER LTD 2,184 222 0.42%
39 ISHARES 7,152 220 0.42%
40 HOME DEPOT INC 2,268 208 0.39%
41 AMAZON COM INC 639 206 0.39%
42 NETAPP INC 4,753 204 0.39%
43 SPDR SERIES TRUST 3,347 197 0.37%
44 UNION PAC CORP 1,812 196 0.37%
45 DISNEY WALT CO 2,161 192 0.36%
46 CONOCOPHILLIPS 2,423 185 0.35%
47 CDK GLOBAL INC 6,000 184 0.35%
48 ORACLE CORP 4,781 183 0.35%
49 ABBVIE INC 2,954 171 0.32%
50 CTRIP COM INTL LTD 3,009 171 0.32%
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