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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
151 Northeast Community Bancorp, Inc. 30 208 0.00%
152 PERFUMANIA HLDGS INC 33 210 0.00%
153 LORAL SPACE & COMMUNICATIONS 3 215 0.00%
154 DIREXION SHS ETF TR 15 220 0.00%
155 WESTERN ASSET INTER MUNI FD 23 223 0.00%
156 ASTEC INDUSTRIES INC 200 224 0.00%
157 REACHLOCAL INC 62 224 0.00%
158 VITAL THERAPIES INC 11 225 0.00%
159 ALTEVA 32 226 0.00%
160 ADDVANTAGE TECHNOLOGIES GROU 98 229 0.00%
161 MONTAGE TECHNOLOGY GROUP LIMITED 11 230 0.00%
162 ALLIED HEALTHCARE PRODS INC 115 230 0.00%
163 AEHR TEST SYSTEMS 93 235 0.00%
164 SPECTRA ENERGY CORP 6 236 0.00%
165 REPUBLIC BANCORP KY CL A 10 237 0.00%
166 APPLIED GENETIC TECHNOL CORP 13 242 0.00%
167 TAITRON COMPONENTS INC 241 243 0.00%
168 LiveDeal Inc 82 244 0.00%
169 FIBROCELL SCIENCE 84 244 0.00%
170 ASTA FDG INC 30 246 0.00%
171 NEOVASC INC 43 248 0.00%
172 JMP GROUP LLC 40 251 0.00%
173 EATON VANCE PA MUNI INCOME T 21 253 0.00%
174 EATON VANCE CALIF MUN BD FD II COM 21 254 0.00%
175 GRUPO AEROPORTUARIO DEL SURE 2 257 0.00%
176 GABELLI UTIL TR 36 257 0.00%
177 DEUTSCHE BK AG LONDON BRH 10 263 0.00%
178 Cinedigm Corp 171 265 0.00%
179 INFORMATION SERVICES GROUP I COM 70 266 0.00%
180 ALON USA PARTNERS LP UT LTDPART INT 15 266 0.00%
181 CENTRAL FED CORP 200 266 0.00%
182 ADVISORSHARES TR 11 268 0.00%
183 World Wrestling Entertainment Inc 20 275 0.00%
184 LUNA INNOVATIONS 200 278 0.00%
185 SUNOPTA INC 23 278 0.00%
186 VANTIV INC 9 278 0.00%
187 ALPS ETF TR 8 280 0.00%
188 DELAWARE INVT NAT MUNI INC F 22 281 0.00%
189 NOVOGEN LIMITED 100 284 0.00%
190 YZCAY 35 285 0.00%
191 BLACKROCK FLA MUN 2020 TERM 19 285 0.00%
192 ADAMIS PHARMACEUTICALS CORP 62 290 0.00%
193 CBD ENERGY LTD 100 292 0.00%
194 ESB FINANCIAL CORP 25 292 0.00%
195 CAROLINA TR BK LINCOLNTON NC 59 293 0.00%
196 APPLIANCE RECYCLING CTRS AME 100 295 0.00%
197 AMREP CORP NEW 64 298 0.00%
198 SUSSEX BANCORP 30 299 0.00%
199 DREAMWORKS ANIMATION SKG INC 11 300 0.00%
200 Voltari Corp 200 302 0.00%
Page 4 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206 4.17%
2 EXXON MOBIL CORP 7,238 681 1.29%
3 MICROSOFT CORP 13,885 644 1.22%
4 ISHARES 14,824 644 1.22%
5 JOHNSON & JOHNSON 4,755 507 0.96%
6 GENERAL ELECTRIC CO 18,003 461 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424 0.80%
8 WELLS FARGO CO NEW 8,007 415 0.78%
9 PROCTER AND GAMBLE CO 4,682 392 0.74%
10 JPMORGAN CHASE & CO 6,342 382 0.72%
11 Mylan Laboratories Inc 8,310 378 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331 0.63%
14 BLACKBERRY LTD 33,060 329 0.62%
15 PFIZER INC 10,689 316 0.60%
16 AT&T INC 8,742 308 0.58%
17 BANK AMER CORP 17,727 302 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 297 0.56%
19 INTEL CORP 8,346 291 0.55%
20 MERCK & CO INC 4,863 288 0.54%
21 CHEVRON CORP NEW 2,400 286 0.54%
22 COCA COLA CO 6,654 284 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 282 0.53%
25 GOOGLE INC 480 277 0.52%
26 QUALCOMM INC 3,671 274 0.52%
27 GILEAD SCIENCES INC 2,547 271 0.51%
28 CITIGROUP INC 5,112 265 0.50%
29 PHILIP MORRIS INTL INC 3,134 261 0.49%
30 FACEBOOK INC 3,288 260 0.49%
31 Sigma-Aldrich 1,883 256 0.48%
32 VISA INC 1,131 241 0.46%
33 PEPSICO INC 2,548 237 0.45%
34 CISCO SYS INC 9,295 234 0.44%
35 WAL-MART STORES INC 2,911 223 0.42%
36 GOPRO INC 2,377 223 0.42%
37 AMGEN INC 1,581 222 0.42%
38 SCHLUMBERGER LTD 2,184 222 0.42%
39 ISHARES 7,152 220 0.42%
40 HOME DEPOT INC 2,268 208 0.39%
41 AMAZON COM INC 639 206 0.39%
42 NETAPP INC 4,753 204 0.39%
43 SPDR SERIES TRUST 3,347 197 0.37%
44 UNION PAC CORP 1,812 196 0.37%
45 DISNEY WALT CO 2,161 192 0.36%
46 CONOCOPHILLIPS 2,423 185 0.35%
47 CDK GLOBAL INC 6,000 184 0.35%
48 ORACLE CORP 4,781 183 0.35%
49 ABBVIE INC 2,954 171 0.32%
50 CTRIP COM INTL LTD 3,009 171 0.32%
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