| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 118,193 | 1,430,000 | 52.06% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 66,800 | 807,000 | 29.38% | ||
| 3 | LPL Financial LLC | 23,250 | 281,000 | 10.23% | ||
| 4 | Tradewinds Capital Management, LLC | 11,500 | 139,000 | 5.06% | ||
| 5 | MORGAN STANLEY | 4,421 | 53,000 | 1.93% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,000 | 12,000 | 0.44% | ||
| 7 | Efficient Market Advisors, LLC | 1,000 | 12,000 | 0.44% | ||
| 8 | CITIGROUP INC | 538 | 7,000 | 0.25% | ||
| 9 | UBS AG | 500 | 6,000 | 0.22% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
