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ASTA FDG INC
ASTA FDG INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 31 Institutional holders with a total value of $30,484,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANGROVE PARTNERS IM, LLC 967,770 7,945,000 26.06%
2 DIMENSIONAL FUND ADVISORS LP 747,612 6,138,000 20.14%
3 ROYAL BANK OF CANADA 351,804 2,888,000 9.47%
4 VANGUARD GROUP INC 325,732 2,674,000 8.77%
5 BlackRock Institutional Trust Company, N.A. 285,977 2,348,000 7.70%
6 RBF Capital, LLC 200,000 1,642,000 5.39%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 185,750 1,525,000 5.00%
8 FIRST WILSHIRE SECURITIES MANAGEMENT INC 131,422 1,079,000 3.54%
9 LSV ASSET MANAGEMENT 111,366 914,000 3.00%
10 RENAISSANCE TECHNOLOGIES LLC 84,400 693,000 2.27%
11 NORTHERN TRUST CORP 58,080 477,000 1.56%
12 GEODE CAPITAL MANAGEMENT, LLC 36,794 302,000 0.99%
13 BlackRock Fund Advisors 34,007 279,000 0.92%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,330 249,000 0.82%
15 RUSSELL FRANK CO/ 29,211 240,000 0.79%
16 DENVER INVESTMENT ADVISORS LLC 26,409 217,000 0.71%
17 ACADIAN ASSET MANAGEMENT LLC 25,383 207,000 0.68%
18 Bank of New York Mellon Corp 19,393 159,000 0.52%
19 PEAK6 Group LLC 17,704 145,000 0.48%
20 MORGAN STANLEY 14,518 119,000 0.39%
21 ZPR Investment Management 11,796 97,000 0.32%
22 WELLS FARGO & COMPANY/MN 7,001 57,000 0.19%
23 Nationwide Fund Advisors 2,269 19,000 0.06%
24 BLACKROCK ADVISORS LLC 2,169 18,000 0.06%
25 BlackRock Investment Management, LLC 1,773 15,000 0.05%
26 UBS AG 1,491 12,000 0.04%
27 BANK OF AMERICA CORP /DE/ 1,000 8,000 0.03%
28 CITIGROUP INC 800 7,000 0.02%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 810 7,000 0.02%
30 MUFG Americas Holdings Corp 320 3,000 0.01%
31 ENVESTNET ASSET MANAGEMENT INC 158 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.