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GABELLI UTIL TR
GABELLI UTIL TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $12,960,534.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 578,800 4,127,000 31.84%
2 MORGAN STANLEY 483,530 3,452,000 26.63%
3 GAMCO INVESTORS, INC. ET AL 284,198 2,029,000 15.66%
4 ROYAL BANK OF CANADA 109,941 785,000 6.06%
5 Virtu KCG Holdings LLC 60,319 431,000 3.33%
6 GUGGENHEIM CAPITAL LLC 48,479 346,000 2.67%
7 Commonwealth Equity Services, Inc 40,855 292,000 2.25%
8 CSS LLC/IL 40,667 290,000 2.24%
9 Private Advisor Group, LLC 39,507 282,000 2.18%
10 UBS AG 29,441 210,000 1.62%
11 PNC FINANCIAL SERVICES GROUP, INC. 17,056 122,000 0.94%
12 BANK OF AMERICA CORP /DE/ 16,376 117,000 0.90%
13 IFC Holdings Incorporated/FL 12,700 90,000 0.69%
14 B. Riley Wealth Advisors, Inc. 10,909 78,000 0.60%
15 WELLS FARGO & COMPANY/MN 7,051 49,000 0.38%
16 Winslow, Evans & Crocker, Inc. 5,230 37,344 0.29%
17 MSI Financial Services Inc 4,370 31,000 0.24%
18 WFG Advisors, LP 3,867 28,000 0.22%
19 Regal Investment Advisors LLC 3,400 24,000 0.19%
20 Creative Planning 3,072 22,000 0.17%
21 FIFTH THIRD BANCORP 3,000 21,000 0.16%
22 NEXT Financial Group, Inc 2,923 21,000 0.16%
23 PEOPLES FINANCIAL SERVICES CORP. 2,000 14,000 0.11%
24 D.A. DAVIDSON & CO. 1,700 12,000 0.09%
25 One Capital Management, LLC 1,600 11,000 0.08%
26 US BANCORP \DE\ 1,142 8,000 0.06%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,140 8,000 0.06%
28 AMERICAN INTERNATIONAL GROUP, INC. 1,007 7,190 0.06%
29 DEUTSCHE BANK AG\ 866 6,000 0.05%
30 D'Orazio & Associates, Inc. 819 6,000 0.05%
31 Waverly Advisors, LLC 300 2,000 0.02%
32 CITIGROUP INC 247 2,000 0.02%
33 TD Capital Management LLC 28 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.