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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
201 WEBSITE PROS INC COM 2,683 53,553 0.10%
202 RAYTHEON CO 525 53,351 0.10%
203 YUM BRANDS INC 741 53,337 0.10%
204 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 640 53,254 0.10%
205 INSULET CORPORATION 1,435 52,880 0.10%
206 CARDINAL HEALTH INC 699 52,369 0.10%
207 GENERAL MLS INC 1,032 52,064 0.10%
208 DELTA AIRLINES INC DEL 1,422 51,405 0.10%
209 VALERO ENERGY CORP NEW 1,107 51,221 0.10%
210 KRAFT HEINZ CO COM 902 50,873 0.10%
211 CORNING INC 2,625 50,768 0.10%
212 EATON CORP PLC 801 50,759 0.10%
213 POWERSHARES ETF TRUST II 2,074 50,585 0.10%
214 GLOBAL X FDS 4,928 50,315 0.10%
215 DISCOVER FINL SVCS 780 50,224 0.09%
216 CABOT OIL & GAS CORP 1,533 50,114 0.09%
217 GLOBAL X FDS 2,371 50,076 0.09%
218 SPDR INDEX SHS FDS 1,764 50,045 0.09%
219 AUTOZONE INC 98 49,947 0.09%
220 Nielsen Holdings B.V. 1,120 49,650 0.09%
221 VIACOM INC NEW 642 49,395 0.09%
222 JOHNSON CTLS INTL PLC 1,122 49,368 0.09%
223 ISHARES MSCI CHINA SMALL-CAP ETF 1,041 49,343 0.09%
224 MARTIN MARIETTA MATLS INC 380 48,997 0.09%
225 NXSTAGE MED INC COM 3,720 48,844 0.09%
226 CLAYMORE EXCHANGE TRD FD 1,810 48,617 0.09%
227 ISHARES TRUST NEW ZEALAND ETF 1,263 48,613 0.09%
228 S&P GLOBAL INC 573 48,390 0.09%
229 AMEDISYS INC COM 2,397 48,347 0.09%
230 NETEASE INC 562 48,141 0.09%
231 MARSH & MCLENNAN COS INC 918 48,048 0.09%
232 RYDEX ETF TRUST 818 47,968 0.09%
233 BAKER HUGHES INC 732 47,624 0.09%
234 AMERICAN ELEC PWR INC 910 47,511 0.09%
235 FREEPORT-MCMORAN INC 1,452 47,408 0.09%
236 PIONEER NAT RES CO 240 47,273 0.09%
237 FRANKLIN RESOURCES INC 845 46,145 0.09%
238 NETFLIX INC 102 46,020 0.09%
239 CLAYMORE EXCHANGE TRD FD TR 1,017 45,887 0.09%
240 DEERE & CO 553 45,340 0.09%
241 SPDR INDEX SHS FDS 739 45,315 0.09%
242 ISHARES TR 495 45,238 0.09%
243 VERTEX PHARMACEUTICALS INC 402 45,149 0.09%
244 BB&T CORP 1,212 45,099 0.09%
245 ALLSTATE CORP 732 44,923 0.08%
246 WASTE MGMT INC DEL 942 44,773 0.08%
247 ENSTAR GROUP LIMITED COM 327 44,577 0.08%
248 AFLAC INC 765 44,561 0.08%
249 APPLIED MATLS INC 2,055 44,409 0.08%
250 DEVON ENERGY CORP NEW 648 44,181 0.08%
Page 5 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2351 EXFO INC 123 1 0.00%
2352 TRISTATE CAP HLDGS INC COM 100 1 0.00%
2353 EVER GLORY INTL GRP INC 200 1 0.00%
2354 EUROPEAN EQUITY FUND 101 1 0.00%
2355 TRUETT-HURST INC 166 1 0.00%
2356 TRUSTCO BANK CM 100 1 0.00%
2357 EPIZYME INC COM 44 1 0.00%
2358 ENZYMOTEC LTD 106 1 0.00%
2359 ENVIROSTAR INC 400 1 0.00%
2360 Empire State Realty OP LP 84 1 0.00%
2361 U S GLOBAL INVS INC 300 1 0.00%
2362 ACTUATE CORP 200 1 0.00%
2363 ELECTROMED INC 300 1 0.00%
2364 ZAZA ENERGY CORP COM NEW 400 1 0.00%
2365 EDUCATIONAL DEV CORP 196 1 0.00%
2366 EATON VANCE N J MUN BD FD 98 1 0.00%
2367 Eastern Virginia Bankshares Inc 200 1 0.00%
2368 EASTERN CO 88 1 0.00%
2369 EARTHLINK HOLDINGS ORD 402 1 0.00%
2370 DLH HLDGS CORP 652 1 0.00%
2371 DIGITAL PWR CORP 600 1 0.00%
2372 DIGIMARC CORP 57 1 0.00%
2373 DEUTSCHE BK AG LONDON BRH 100 1 0.00%
2374 Unwired Planet, Inc. 584 1 0.00%
2375 DEUTSCHE BANK AG 31 1 0.00%
2376 UROPLASTY INC 224 1 0.00%
2377 DELAWARE ENHANCED GBL DIV & 100 1 0.00%
2378 DATA I O CORP 369 1 0.00%
2379 CURRENCYSHARES JAPANESE YEN TRUST 11 1 0.00%
2380 CRYOLIFE INC 100 1 0.00%
2381 Crown Crafts Inc 118 1 0.00%
2382 CROSS TIMBERS RTY TR 43 1 0.00%
2383 CREXENDO INC 388 1 0.00%
2384 COVISINT CORP 198 1 0.00%
2385 COURIER CORP 51 1 0.00%
2386 Cosi Inc. 574 1 0.00%
Page 48 of 48