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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2551 KU6 MEDIA CO LTD 100 126 0.00%
2552 EMPIRE RES INC DEL COM 23 122 0.00%
2553 OSSEN INNOVATION CO LTD 100 118 0.00%
2554 DGSE COMPANIES INC 86 117 0.00%
2555 GENERAL MTRS CO 5 112 0.00%
2556 ASPEN AEROGELS INC COM 11 111 0.00%
2557 PROSHARES TR 8 110 0.00%
2558 GUIDANCE SOFTWARE INC 16 108 0.00%
2559 Mid Penn Bancorp Inc 7 108 0.00%
2560 SABINE ROYALTY TR 2 108 0.00%
2561 SOLITARIO EXPL & RTY CORP COM 90 108 0.00%
2562 TAMINCO CORP 4 104 0.00%
2563 BLACKROCK MUNIYIELD INVST FD 7 103 0.00%
2564 INOGEN INC COM 5 103 0.00%
2565 OTELCO INC 20 103 0.00%
2566 ATLANTIC COAST FINL CORP 25 102 0.00%
2567 ISHARES MSCI ISRAEL CAPPED ETF 2 102 0.00%
2568 WEST MARINE INC COM 11 99 0.00%
2569 AMERICAN ELECTRIC TECH INC 13 97 0.00%
2570 Biocept Inc. (BIOC) 39 95 0.00%
2571 MOSYS INC 38 92 0.00%
2572 TIGERLOGIC CORP 100 92 0.00%
2573 IDEAL PWR INC 12 90 0.00%
2574 Cordia Bancorp Inc 25 90 0.00%
2575 INNSUITES HOSPITALITY TR 40 84 0.00%
2576 ENERGOUS CORP 7 80 0.00%
2577 ALLIQUA BIOMEDICAL INC 16 78 0.00%
2578 QUMU CORP 6 78 0.00%
2579 U S CONCRETE INC 3 78 0.00%
2580 NUVEEN MULTI MKT INCOME FD 10 76 0.00%
2581 ROBERTS REALTY INVS 99 75 0.00%
2582 ROYCE VALUE TR INC 5 73 0.00%
2583 BLUEROCK RESIDENTIAL GRW REI 5 65 0.00%
2584 SELECT SECTOR SPDR TR 1 64 0.00%
2585 ASIA PACIFIC WIRE & CABLE CO 25 63 0.00%
2586 SUTOR TECH GROUP LTD 100 63 0.00%
2587 CITIZENS HLDG CO MISS 3 58 0.00%
2588 WISDOMTREE ETF AUSTRALIA DIVIDEND FD 1 56 0.00%
2589 AVALON HOLDINGS CORP-A 14 54 0.00%
2590 CADIZ INC COM USD0.01 5 52 0.00%
2591 ESCALON MEDICAL CORP 33 52 0.00%
2592 NUVEEN S&P 500 BUY-WRITE INC 4 51 0.00%
2593 ROI ACQUISITION CORP II 160 46 0.00%
2594 ALTO PALERMO S A 2 45 0.00%
2595 PREFERRED BK LOS ANGELES CA 2 45 0.00%
2596 MICRONET ENERTEC TECH INC 100 44 0.00%
2597 COEUR MNG INC 72 44 0.00%
2598 TEUCRIUM COMMODITY TR 1 40 0.00%
2599 MAJESCO ENTERTAINMENT CO COM PAR NEW 38 40 0.00%
2600 SKULLCANDY INC 5 39 0.00%
Page 52 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 98 0.19%
102 FORD MTR CO DEL 6,537 97 0.18%
103 WISDOMTREE TR 2,103 97 0.18%
104 ACCENTURE PLC IRELAND 1,186 96 0.18%
105 KROGER CO 1,825 95 0.18%
106 HALLIBURTON CO 1,434 93 0.18%
107 COSTCO WHSL CORP NEW 738 92 0.17%
108 CA INC 3,247 91 0.17%
109 EOG RES INC 924 91 0.17%
110 POLYCOM INC 7,311 90 0.17%
111 BLACKROCK INC 273 90 0.17%
112 LYONDELLBASELL INDUSTRIES N 817 89 0.17%
113 MORGAN STANLEY 2,583 89 0.17%
114 Allergan plc 501 89 0.17%
115 NOBLE ENERGY INC 1,306 89 0.17%
116 DUKE ENERGY CORP NEW 1,191 89 0.17%
117 E M C CORP MASS COM 3,020 88 0.17%
118 BIGLARI HLDGS INC COM 258 88 0.17%
119 MONDELEZ INTL INC 2,541 87 0.16%
120 SIMON PPTY GROUP INC NEW 525 86 0.16%
121 SEAGATE TECHNOLOGY PLC 1,502 86 0.16%
122 ANADARKO PETE CORP 852 86 0.16%
123 MCKESSON CORP 441 86 0.16%
124 ECOLAB INC 736 85 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 82 0.15%
126 TJX COS INC NEW 1,335 79 0.15%
127 DANAHER CORP DEL 1,029 78 0.15%
128 ISHARES TR 799 78 0.15%
129 PNC FINL SVCS GROUP INC 912 78 0.15%
130 PRUDENTIAL FINL INC 887 78 0.15%
131 CAPITAL ONE FINL CORP 945 77 0.15%
132 STANLEY BLACK &DECKER INC 864 77 0.15%
133 PHILLIPS 66 942 77 0.15%
134 INNOVIVA INC COM 4,434 76 0.14%
135 COLGATE PALMOLIVE CO 1,166 76 0.14%
136 TIME WARNER INC NEW 521 75 0.14%
137 BANK NEW YORK MELLON CORP 1,908 74 0.14%
138 EMERSON ELEC CO 1,176 74 0.14%
139 MORGAN STANLEY 3,778 74 0.14%
140 NORTHROP GRUMMAN CORP 551 73 0.14%
141 DirectTV Com 846 73 0.14%
142 DOW CHEM CO 1,383 73 0.14%
143 SOUTHWEST AIRLS CO 2,150 73 0.14%
144 FEDEX CORP 447 72 0.14%
145 ATRION CORP 233 71 0.13%
146 DEXCOM INC 1,748 70 0.13%
147 NEXTERA ENERGY INC 735 69 0.13%
148 NORFOLK SOUTHERN CORP 611 68 0.13%
149 GENERAL DYNAMICS CORP 534 68 0.13%
150 ROPER TECHNOLOGIES INC 468 68 0.13%
Page 3 of 48