| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,412,494 |
10,664,000 |
55.84% |
|
|
| 2 |
1607 Capital Partners, LLC |
258,791 |
1,954,000 |
10.23% |
|
|
| 3 |
Thomas J. Herzfeld Advisors, Inc. |
197,622 |
1,492,000 |
7.81% |
|
|
| 4 |
Raymond James Financial Services Advisors, Inc. |
109,810 |
829,000 |
4.34% |
|
|
| 5 |
Relative Value Partners, LLC |
88,173 |
666,000 |
3.49% |
|
|
| 6 |
Sterneck Capital Management, LLC |
86,106 |
650,000 |
3.40% |
|
|
| 7 |
DOLIVER ADVISORS, LP |
79,610 |
601,000 |
3.15% |
|
|
| 8 |
Saba Capital Management, L.P. |
72,304 |
546,000 |
2.86% |
|
|
| 9 |
ProVise Management Group, LLC |
55,215 |
417,000 |
2.18% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
42,249 |
319,000 |
1.67% |
|
|
| 11 |
WOLVERINE ASSET MANAGEMENT LLC |
38,756 |
292,000 |
1.53% |
|
|
| 12 |
MORGAN STANLEY |
29,607 |
224,000 |
1.17% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
25,809 |
195,000 |
1.02% |
|
|
| 14 |
UBS AG |
11,714 |
89,000 |
0.47% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
11,410 |
86,000 |
0.45% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,515 |
19,000 |
0.10% |
|
|
| 17 |
WESTPORT RESOURCES MANAGEMENT INC |
2,500 |
19,000 |
0.10% |
|
|
| 18 |
ROYAL BANK OF CANADA |
2,300 |
17,000 |
0.09% |
|
|
| 19 |
CITIGROUP INC |
980 |
7,000 |
0.04% |
|
|
| 20 |
MSI Financial Services Inc |
650 |
5,000 |
0.03% |
|
|
| 21 |
NEXT Financial Group, Inc |
625 |
5,000 |
0.03% |
|
|
