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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
401 UNITED STATES STL CORP NEW 700 27,419 0.05%
402 M & T BK CORP 222 27,370 0.05%
403 SYMANTEC CORP 1,164 27,366 0.05%
404 GRAHAM HLDGS CO 39 27,284 0.05%
405 TENNANT CO 405 27,171 0.05%
406 FISERV INC 420 27,147 0.05%
407 SPARK ENERGY INC 1,557 27,045 0.05%
408 FIDELITY NATL INFORMATION SV 480 27,024 0.05%
409 PERKINELMER INC 619 26,988 0.05%
410 AMERCO 103 26,975 0.05%
411 ROSS STORES INC 354 26,755 0.05%
412 RALPH LAUREN CORP 162 26,686 0.05%
413 SAGENT PHARMACEUTICALS INC 858 26,684 0.05%
414 REWALK ROBOTICS LTD 780 26,637 0.05%
415 KELLOGG CO 432 26,611 0.05%
416 KEURIG GREEN MTN INC 204 26,547 0.05%
417 BOSTON SCIENTIFIC CORP 2,235 26,395 0.05%
418 AMPHENOL CORP NEW 264 26,363 0.05%
419 ANALOG DEVICES INC 531 26,279 0.05%
420 O REILLY AUTOMOTIVE INC NEW 174 26,163 0.05%
421 FIRST TR MULTI CAP VALUE ALP 573 26,077 0.05%
422 BIO RAD LABS INC 228 26,026 0.05%
423 XCEL ENERGY INC 852 25,901 0.05%
424 NEWELL BRANDS 752 25,876 0.05%
425 FEI COMPANY 343 25,869 0.05%
426 J2 GLOBAL INC 522 25,766 0.05%
427 Ishares Tr Jpx-nikkei 400 Etf 511 25,703 0.05%
428 GRAINGER W W INC 102 25,668 0.05%
429 CLAYMORE EXCHANGE TRD FD TR 988 25,648 0.05%
430 AUTOMATIC DATA PROCESSING IN 308 25,589 0.05%
431 ALLIANT TECHSYSTEM 200 25,528 0.05%
432 POWERSHARES ETF TRUST 401 25,524 0.05%
433 MICROCHIP TECHNOLOGY 539 25,457 0.05%
434 INGERSOLL-RAND PLC 450 25,362 0.05%
435 NORTHERN TRUST 372 25,307 0.05%
436 V F CORP 382 25,223 0.05%
437 Sizmek Inc 3,255 25,194 0.05%
438 KRANESHARES TR 728 25,182 0.05%
439 WD-40 CO 370 25,145 0.05%
440 BANCFIRST CORPORATION COM 400 25,024 0.05%
441 DIREXION SHS ETF TR 300 24,979 0.05%
442 GENERAL GROWTH 1,059 24,939 0.05%
443 ISHARES TR 406 24,896 0.05%
444 POWERSHARES QQQ TRUST 252 24,895 0.05%
445 KeyCorp NEW 190 24,892 0.05%
446 VANGUARD CHARLOTTE FDS 477 24,856 0.05%
447 SEACOR HOLDINGS INC 332 24,834 0.05%
448 CONSTELLATION BRANDS INC 282 24,579 0.05%
449 REX AMERICAN RES CORP COM 335 24,415 0.05%
450 PAYCHEX INC 552 24,398 0.05%
Page 9 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206 4.17%
2 EXXON MOBIL CORP 7,238 681 1.29%
3 MICROSOFT CORP 13,885 644 1.22%
4 ISHARES 14,824 644 1.22%
5 JOHNSON & JOHNSON 4,755 507 0.96%
6 GENERAL ELECTRIC CO 18,003 461 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424 0.80%
8 WELLS FARGO & CO NEW 8,007 415 0.78%
9 PROCTER AND GAMBLE CO 4,682 392 0.74%
10 JPMORGAN CHASE & CO 6,342 382 0.72%
11 National Australia Bank ADR 8,310 378 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331 0.63%
14 BLACKBERRY LTD 33,060 329 0.62%
15 PFIZER INC 10,689 316 0.60%
16 AT&T INC 8,742 308 0.58%
17 BANK AMER CORP 17,727 302 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 297 0.56%
19 INTEL CORP 8,346 291 0.55%
20 MERCK & CO INC 4,863 288 0.54%
21 CHEVRON CORP NEW 2,400 286 0.54%
22 COCA COLA CO 6,654 284 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 282 0.53%
25 GOOGLE INC 480 277 0.52%
26 QUALCOMM INC 3,671 274 0.52%
27 GILEAD SCIENCES INC 2,547 271 0.51%
28 CITIGROUPINC 5,112 265 0.50%
29 PHILIP MORRIS INTL INC 3,134 261 0.49%
30 FACEBOOK INC 3,288 260 0.49%
31 SIGMA ALDRICH 1,883 256 0.48%
32 VISA INC 1,131 241 0.46%
33 PEPSICO INC 2,548 237 0.45%
34 CISCO SYS INC 9,295 234 0.44%
35 WAL-MART STORES INC 2,911 223 0.42%
36 GOPRO INC 2,377 223 0.42%
37 AMGEN INC 1,581 222 0.42%
38 SCHLUMBERGER LTD 2,184 222 0.42%
39 ISHARES 7,152 220 0.42%
40 HOME DEPOT INC 2,268 208 0.39%
41 AMAZON COM INC 639 206 0.39%
42 NETAPP INC 4,753 204 0.39%
43 SPDR SERIES TRUST 3,347 197 0.37%
44 UNION PAC CORP 1,812 196 0.37%
45 DISNEY WALT CO 2,161 192 0.36%
46 CONOCOPHILLIPS 2,423 185 0.35%
47 CDK GLOBAL INC 6,000 184 0.35%
48 ORACLE CORP 4,781 183 0.35%
49 ABBVIE INC 2,954 171 0.32%
50 CTRIP COM INTL LTD 3,009 171 0.32%
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