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FIRST TR MULTI CAP VALUE ALP
FIRST TR MULTI CAP VALUE ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 26 Institutional holders with a total value of $25,925,875.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 149,894 6,822,000 26.31%
2 IFC Holdings Incorporated/FL 72,540 3,299,000 12.72%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,953 3,184,000 12.28%
4 GOLDMAN SACHS GROUP INC 56,773 2,584,000 9.97%
5 JPMORGAN CHASE & CO 43,315 1,971,000 7.60%
6 LPL Financial LLC 29,325 1,312,000 5.06%
7 WELLS FARGO & COMPANY/MN 27,599 1,256,000 4.84%
8 BANK OF AMERICA CORP /DE/ 27,571 1,255,000 4.84%
9 SG Americas Securities, LLC 16,000 728,000 2.81%
10 UBS AG 13,108 597,000 2.30%
11 Prospera Financial Services Inc 11,600 528,000 2.04%
12 SNS Financial Group, LLC 10,729 488,000 1.88%
13 ROYAL BANK OF CANADA 10,103 460,000 1.77%
14 Commonwealth Equity Services, Inc 8,884 404,000 1.56%
15 HL FINANCIAL SERVICES LLC 4,511 205,000 0.79%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,411 201,000 0.78%
17 WFG Advisors, LP 3,859 176,000 0.68%
18 D.A. DAVIDSON & CO. 2,400 109,000 0.42%
19 AMERICAN INTERNATIONAL GROUP, INC. 2,256 102,671 0.40%
20 DEUTSCHE BANK AG\ 2,202 100,000 0.39%
21 Regal Investment Advisors LLC 845 38,000 0.15%
22 NEXT Financial Group, Inc 780 35,000 0.14%
23 Ground Swell Capital, LLC 573 26,000 0.10%
24 CITIGROUP INC 434 20,000 0.08%
25 Winslow, Evans & Crocker, Inc. 400 18,204 0.07%
26 US BANCORP \DE\ 160 7,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.