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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
401 UNITED STATES STL CORP NEW 700 27,419 0.05%
402 M & T BK CORP 222 27,370 0.05%
403 SYMANTEC CORP 1,164 27,366 0.05%
404 GRAHAM HLDGS CO 39 27,284 0.05%
405 TENNANT CO 405 27,171 0.05%
406 FISERV INC 420 27,147 0.05%
407 SPARK ENERGY INC 1,557 27,045 0.05%
408 FIDELITY NATL INFORMATION SV 480 27,024 0.05%
409 PERKINELMER INC 619 26,988 0.05%
410 AMERCO 103 26,975 0.05%
411 ROSS STORES INC 354 26,755 0.05%
412 RALPH LAUREN CORP 162 26,686 0.05%
413 SAGENT PHARMACEUTICALS INC 858 26,684 0.05%
414 REWALK ROBOTICS LTD 780 26,637 0.05%
415 KELLOGG CO 432 26,611 0.05%
416 KEURIG GREEN MTN INC 204 26,547 0.05%
417 BOSTON SCIENTIFIC CORP 2,235 26,395 0.05%
418 AMPHENOL CORP NEW 264 26,363 0.05%
419 ANALOG DEVICES INC 531 26,279 0.05%
420 O REILLY AUTOMOTIVE INC NEW 174 26,163 0.05%
421 FIRST TR MULTI CAP VALUE ALP 573 26,077 0.05%
422 BIO RAD LABS INC 228 26,026 0.05%
423 XCEL ENERGY INC 852 25,901 0.05%
424 NEWELL BRANDS 752 25,876 0.05%
425 FEI COMPANY 343 25,869 0.05%
426 J2 GLOBAL INC 522 25,766 0.05%
427 Ishares Tr Jpx-nikkei 400 Etf 511 25,703 0.05%
428 GRAINGER W W INC 102 25,668 0.05%
429 CLAYMORE EXCHANGE TRD FD TR 988 25,648 0.05%
430 AUTOMATIC DATA PROCESSING IN 308 25,589 0.05%
431 ALLIANT TECHSYSTEM 200 25,528 0.05%
432 POWERSHARES ETF TRUST 401 25,524 0.05%
433 MICROCHIP TECHNOLOGY 539 25,457 0.05%
434 INGERSOLL-RAND PLC 450 25,362 0.05%
435 NORTHERN TRUST 372 25,307 0.05%
436 V F CORP 382 25,223 0.05%
437 Sizmek Inc 3,255 25,194 0.05%
438 KRANESHARES TR 728 25,182 0.05%
439 WD-40 CO 370 25,145 0.05%
440 BANCFIRST CORPORATION COM 400 25,024 0.05%
441 DIREXION SHS ETF TR 300 24,979 0.05%
442 GENERAL GROWTH 1,059 24,939 0.05%
443 ISHARES TR 406 24,896 0.05%
444 POWERSHARES QQQ TRUST 252 24,895 0.05%
445 KeyCorp NEW 190 24,892 0.05%
446 VANGUARD CHARLOTTE FDS 477 24,856 0.05%
447 SEACOR HOLDINGS INC 332 24,834 0.05%
448 CONSTELLATION BRANDS INC 282 24,579 0.05%
449 REX AMERICAN RES CORP COM 335 24,415 0.05%
450 PAYCHEX INC 552 24,398 0.05%
Page 9 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 98 0.19%
102 FORD MTR CO DEL 6,537 97 0.18%
103 WISDOMTREE TR 2,103 97 0.18%
104 ACCENTURE PLC IRELAND 1,186 96 0.18%
105 KROGER CO 1,825 95 0.18%
106 HALLIBURTON CO 1,434 93 0.18%
107 COSTCO WHSL CORP NEW 738 92 0.17%
108 CA INC 3,247 91 0.17%
109 EOG RES INC 924 91 0.17%
110 POLYCOM INC 7,311 90 0.17%
111 BLACKROCK INC 273 90 0.17%
112 LYONDELLBASELL INDUSTRIES N 817 89 0.17%
113 MORGAN STANLEY 2,583 89 0.17%
114 Allergan plc 501 89 0.17%
115 NOBLE ENERGY INC 1,306 89 0.17%
116 DUKE ENERGY CORP NEW 1,191 89 0.17%
117 E M C CORP MASS COM 3,020 88 0.17%
118 BIGLARI HLDGS INC COM 258 88 0.17%
119 MONDELEZ INTL INC 2,541 87 0.16%
120 SIMON PPTY GROUP INC NEW 525 86 0.16%
121 SEAGATE TECHNOLOGY PLC 1,502 86 0.16%
122 ANADARKO PETE CORP 852 86 0.16%
123 MCKESSON CORP 441 86 0.16%
124 ECOLAB INC 736 85 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 82 0.15%
126 TJX COS INC NEW 1,335 79 0.15%
127 DANAHER CORP DEL 1,029 78 0.15%
128 ISHARES TR 799 78 0.15%
129 PNC FINL SVCS GROUP INC 912 78 0.15%
130 PRUDENTIAL FINL INC 887 78 0.15%
131 CAPITAL ONE FINL CORP 945 77 0.15%
132 STANLEY BLACK &DECKER INC 864 77 0.15%
133 PHILLIPS 66 942 77 0.15%
134 INNOVIVA INC COM 4,434 76 0.14%
135 COLGATE PALMOLIVE CO 1,166 76 0.14%
136 TIME WARNER INC NEW 521 75 0.14%
137 BANK NEW YORK MELLON CORP 1,908 74 0.14%
138 EMERSON ELEC CO 1,176 74 0.14%
139 MORGAN STANLEY 3,778 74 0.14%
140 NORTHROP GRUMMAN CORP 551 73 0.14%
141 DirectTV Com 846 73 0.14%
142 DOW CHEM CO 1,383 73 0.14%
143 SOUTHWEST AIRLS CO 2,150 73 0.14%
144 FEDEX CORP 447 72 0.14%
145 ATRION CORP 233 71 0.13%
146 DEXCOM INC 1,748 70 0.13%
147 NEXTERA ENERGY INC 735 69 0.13%
148 NORFOLK SOUTHERN CORP 611 68 0.13%
149 GENERAL DYNAMICS CORP 534 68 0.13%
150 ROPER TECHNOLOGIES INC 468 68 0.13%
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