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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
401 UNITED STATES STL CORP NEW 700 27,419 0.05%
402 M & T BK CORP 222 27,370 0.05%
403 SYMANTEC CORP 1,164 27,366 0.05%
404 GRAHAM HLDGS CO 39 27,284 0.05%
405 TENNANT CO 405 27,171 0.05%
406 FISERV INC 420 27,147 0.05%
407 SPARK ENERGY INC 1,557 27,045 0.05%
408 FIDELITY NATL INFORMATION SV 480 27,024 0.05%
409 PERKINELMER INC 619 26,988 0.05%
410 AMERCO 103 26,975 0.05%
411 ROSS STORES INC 354 26,755 0.05%
412 RALPH LAUREN CORP 162 26,686 0.05%
413 SAGENT PHARMACEUTICALS INC 858 26,684 0.05%
414 REWALK ROBOTICS LTD 780 26,637 0.05%
415 KELLOGG CO 432 26,611 0.05%
416 KEURIG GREEN MTN INC 204 26,547 0.05%
417 BOSTON SCIENTIFIC CORP 2,235 26,395 0.05%
418 AMPHENOL CORP NEW 264 26,363 0.05%
419 ANALOG DEVICES INC 531 26,279 0.05%
420 O REILLY AUTOMOTIVE INC NEW 174 26,163 0.05%
421 FIRST TR MULTI CAP VALUE ALP 573 26,077 0.05%
422 BIO RAD LABS INC 228 26,026 0.05%
423 XCEL ENERGY INC 852 25,901 0.05%
424 NEWELL BRANDS 752 25,876 0.05%
425 FEI COMPANY 343 25,869 0.05%
426 J2 GLOBAL INC 522 25,766 0.05%
427 Ishares Tr Jpx-nikkei 400 Etf 511 25,703 0.05%
428 GRAINGER W W INC 102 25,668 0.05%
429 CLAYMORE EXCHANGE TRD FD TR 988 25,648 0.05%
430 AUTOMATIC DATA PROCESSING IN 308 25,589 0.05%
431 ALLIANT TECHSYSTEM 200 25,528 0.05%
432 POWERSHARES ETF TRUST 401 25,524 0.05%
433 MICROCHIP TECHNOLOGY 539 25,457 0.05%
434 INGERSOLL-RAND PLC 450 25,362 0.05%
435 NORTHERN TRUST 372 25,307 0.05%
436 V F CORP 382 25,223 0.05%
437 Sizmek Inc 3,255 25,194 0.05%
438 KRANESHARES TR 728 25,182 0.05%
439 WD-40 CO 370 25,145 0.05%
440 BANCFIRST CORPORATION COM 400 25,024 0.05%
441 DIREXION SHS ETF TR 300 24,979 0.05%
442 GENERAL GROWTH 1,059 24,939 0.05%
443 ISHARES TR 406 24,896 0.05%
444 POWERSHARES QQQ TRUST 252 24,895 0.05%
445 KeyCorp NEW 190 24,892 0.05%
446 VANGUARD CHARLOTTE FDS 477 24,856 0.05%
447 SEACOR HOLDINGS INC 332 24,834 0.05%
448 CONSTELLATION BRANDS INC 282 24,579 0.05%
449 REX AMERICAN RES CORP COM 335 24,415 0.05%
450 PAYCHEX INC 552 24,398 0.05%
Page 9 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 KIMBERLY CLARK CORP 630 68 0.13%
152 DOMINION ENERGY INC 981 68 0.13%
153 INTERCONTINENTAL EXCHANGE IN 345 67 0.13%
154 UNITED PARCEL SERVICE INC 685 67 0.13%
155 ISHARES 1,374 67 0.13%
156 TARGET CORP 1,068 67 0.13%
157 WISDOMTREE TR 2,368 67 0.13%
158 ONEOK INC NEW 1,003 66 0.12%
159 COVIDIEN PLC 762 66 0.12%
160 SOUTHERN CO 1,509 66 0.12%
161 GENERAL MTRS CO 2,071 66 0.12%
162 Anthem, Inc. 545 65 0.12%
163 BAXTER INTL INC 912 65 0.12%
164 CONSOL ENERGY INC 1,687 64 0.12%
165 YAHOO INC 1,560 64 0.12%
166 TRAVELERS COMPANIES INC 679 64 0.12%
167 PRAXAIR INC 492 63 0.12%
168 WILLIAMS COS INC DEL 1,134 63 0.12%
169 MICRON TECHNOLOGY INC 1,806 62 0.12%
170 FINANCIAL ENGINES INC 1,822 62 0.12%
171 STATE STR CORP 849 62 0.12%
172 APACHE CORP 645 61 0.12%
173 MCCORMICK & CO INC 918 61 0.12%
174 SLM CORP 7,081 61 0.12%
175 CIGNA CORPORATION 671 61 0.12%
176 TERADATA CORP DEL 1,461 61 0.12%
177 ACE LTD 567 59 0.11%
178 GENUINE PARTS CO 658 58 0.11%
179 ALEXANDERS INC 156 58 0.11%
180 PRECISION CASTPARTS 243 58 0.11%
181 SCHWAB CHARLES CORP 1,932 57 0.11%
182 SEALED AIR CORP NEW 1,593 56 0.11%
183 LUMEN TECHNOLOGIES INC 1,360 56 0.11%
184 PROSHARES TRUST RAFI LONG/SHORT 1,335 56 0.11%
185 UBS AG JERSEY BRH 2,933 56 0.11%
186 AETNA INC NEW 697 56 0.11%
187 NATIONAL OILWELL VARCO INC 726 55 0.10%
188 SONUS NETWORKS INC 16,017 55 0.10%
189 ADOBE INC 798 55 0.10%
190 REVENUESHARES ETF TR SMALL CAP 1,068 55 0.10%
191 PPG INDS INC 281 55 0.10%
192 FIRST TR EXCHANGE TRADED FD 983 55 0.10%
193 ALEXION PHARMACEUTIC 329 55 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54 0.10%
195 BALL CORP 854 54 0.10%
196 CBS CORP NEW 1,002 54 0.10%
197 CSX CORP 1,686 54 0.10%
198 WEBSITE PROS INC COM 2,683 54 0.10%
199 ISHARES TR 3YRTB ETF 600 54 0.10%
200 ADVISORSHARES TR 1,074 54 0.10%
Page 4 of 48