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Institutional Investment Manager
CWM, LLC
CWM, LLC (CIK: 0001535847) incorporated in Nebraska, located at 14600 Branch St., Omaha, NE. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,132 holdings with a total value of $1,631,629,000.
#
Name
Shares
Value ($)
%
Options
Notes
1051 GENTEX CORP 69 1,000 0.00%
1052 ALASKA AIR GROUP INC 10 1,000 0.00%
1053 LIBERTY INTERACTIVE CORPORATIO LBT VENT COM A 17 1,000 0.00%
1054 POPULAR INC COM NEW 26 1,000 0.00%
1055 AMETEK INC NEW 18 1,000 0.00%
1056 PJT PARTNERS INC 39 1,000 0.00%
1057 AXIS CAPITAL HOLDINGS LTD 17 1,000 0.00%
1058 KB HOME 70 1,000 0.00%
1059 LIBERTY BROADBAND CORP COM SER A 12 1,000 0.00%
1060 ALLIED WRLD ASSUR COM HLDG A 14 1,000 0.00%
1061 FIRST REP BK SAN FRANCISCO C 6 1,000 0.00%
1062 BECTON DICKINSON & CO 5 1,000 0.00%
1063 ISHARES TR 9 1,000 0.00%
1064 FINISH LINE INC CL A 68 1,000 0.00%
1065 PROSHARES TRUST II VIX SHORT TERM FUTURES ETF 50 1,000 0.00%
1066 HUNTINGTON BANCSHARES INC 100 1,000 0.00%
1067 TERADATA CORP DEL 36 1,000 0.00%
1068 GREAT LAKES DREDGE & DOCK CO 300 1,000 0.00%
1069 ROSS STORES INC 20 1,000 0.00%
1070 BARNES GROUP INC COM 31 1,000 0.00%
1071 KLA-TENCOR CORP 12 1,000 0.00%
1072 PLEXUS CORP COM 21 1,000 0.00%
1073 TWO HBRS INVT CORP 75 1,000 0.00%
1074 PETROLEO BRASILEIRO SA PETRO 106 1,000 0.00%
1075 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 257 1,000 0.00%
1076 MITEK SYS INC 200 1,000 0.00%
1077 LIVE NATION, INC. 45 1,000 0.00%
1078 PVH CORPORATION 9 1,000 0.00%
1079 INGEVITY CORP 16 1,000 0.00%
1080 LUMEN TECHNOLOGIES INC 58 1,000 0.00%
1081 FLOWSERVE CORP 30 1,000 0.00%
1082 CARPENTER TECHNOLOGY CORP 23 1,000 0.00%
1083 AIXTRON SE 250 1,000 0.00%
1084 SEQUENTIAL BRNDS GROUP INC N 165 1,000 0.00%
1085 RALPH LAUREN CORP 12 1,000 0.00%
1086 INTEL CORP JR SB CONV DB 35 999 1,000 0.00% PRN
1087 CATALYST PHARMACEUTICALS INC 500 1,000 0.00%
1088 HIMAX TECHNOLOGIES INC 200 1,000 0.00%
1089 NORDSTROM INC 28 1,000 0.00%
1090 XERIUM TECHNOLOGIES INC 136 1,000 0.00%
1091 TEAM INC COM NEW 36 1,000 0.00%
1092 CENTENE CORP DEL 12 1,000 0.00%
1093 ASCENA RETAIL GROUP INC COM 200 1,000 0.00%
1094 LIBERTY MEDIA CORP DELAWARE 12 0 0.00%
1095 COMMUNITY HEALTH SYS INC NEW 3 0 0.00%
1096 VMWARE INC 3 0 0.00%
1097 ROYCE GLOBAL VALUE TR INC 2 0 0.00%
1098 SEARS HLDGS CORP 122 0 0.00%
1099 RIO TINTO PLC 4 0 0.00%
1100 ONEMAIN HLDGS INC 7 0 0.00%
Page 22 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-000299, filed 2017.01.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.