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Institutional Investment Manager
CWM, LLC
CWM, LLC (CIK: 0001535847) incorporated in Nebraska, located at 14600 Branch St., Omaha, NE. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,132 holdings with a total value of $1,631,629,000.
#
Name
Shares
Value ($)
%
Options
Notes
1101 PEBBLEBROOK HOTEL TR 10 0 0.00%
1102 CALIFORNIA RESOURCES 2 0 0.00%
1103 LIBERTY MEDIA HOLDING CP INTER A 8 0 0.00%
1104 ACHILLION PHARMACEUTICALS INC COM 75 0 0.00%
1105 RED HAT INC 5 0 0.00%
1106 AMERICAN INTL GROUP INC 7 0 0.00%
1107 CRESUD S A C I F Y A 1 0 0.00%
1108 VECTRUS INC 2 0 0.00%
1109 VISTEON CORP COM NEW 5 0 0.00%
1110 WEATHERFORD INTL PLC 64 0 0.00%
1111 ARROWHEAD PHARMACEUTICALS IN 60 0 0.00%
1112 SYNGENTA AG 3 0 0.00%
1113 GREENHILL & CO INC COM 7 0 0.00%
1114 XILINX INC 6 0 0.00%
1115 BONANZA CREEK ENERGY INC 375 0 0.00%
1116 IMMUNOGEN INCORPORATED 9 0 0.00%
1117 GALENA BIOPHARMA INCORPORATED COM NEW 25 0 0.00%
1118 EMCOR GROUP INC 2 0 0.00%
1119 CHESAPEAKE ENERGY CORP 20 0 0.00%
1120 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 56 0 0.00%
1121 AMERICAN HOMES 4 RENT CL A 11 0 0.00%
1122 OCEAN RIG 2 0 0.00%
1123 GABELLI GLOBAL SMALL MID C 33 0 0.00%
1124 ARENA PHARMACEUTICALS INC 100 0 0.00%
1125 MURPHY USA INC COM 5 0 0.00%
1126 NASDAQ OMX GROUP 4 0 0.00%
1127 ISHARES TR 10,800 0 0.00% Put
1128 AVON PRODS INC 78 0 0.00%
1129 TRIMBLE INC 13 0 0.00%
1130 BLACKROCK MUNIYIELD CALI QLT 4 0 0.00%
1131 SOTHEBYS 2 0 0.00%
1132 VEECO INSTRS INC DEL COM 7 0 0.00%
Page 23 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-000299, filed 2017.01.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.